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Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Intelligence Specialist, FIU - All FINRA Locations Salary Information: - Based on location and experience, salary ranges from $92,500 to $200,200 - Additional discretionary bonuses and overtime pay may be available for eligible employees - Comprehensive benefits package including...
Enforcement and Investigations Location: Rockville, MD Salary information: - Competitive salary based on experience and education level. - Discretionary bonus potential. - Comprehensive benefits package, including health, dental, vision, life insurance, disability insurance, and retirement contributions. - Generous...
Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversight and...
Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
- Job title: Principal Investigator, VAST - All FINRA Locations - Full-time position - Job requisition ID: R-008480 - The Vulnerable Adults and Seniors Team (VAST) is a specialized unit within FINRA's National Cause and Financial Crimes Program (NCFC)...
Friendly Job Title: Principal Investigator, VAST - FINRA Locations H1: Join FINRA as a Principal Investigator for VAST H2: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults Bullet Points: - Lead and participate in...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Senior Director, Investigations - All FINRA Locations - Full-time position with competitive salary and benefits - Responsible for leading and implementing the strategic direction of the Cause Investigations program for a particular firm grouping - Collaborates with other...