Save your search progress and never miss an update
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Become a Principal Counsel in Enforcement at FINRA H2: Lead and Advocate for Fair and Effective Outcomes in Enforcement Matters BOLD HEADLINES: - Join the Team at FINRA as a Principal Counsel in Enforcement - Use Your Legal Expertise to Advance Investigations and Develop...
Principal Investigator, Specialist Teams, is a full-time position located at all FINRA locations. The salary for this position varies depending on location, experience, and qualifications, with a range of $92,500 to $200,200. This position is responsible for conducting high complexity...
Director, Risk Monitoring - Capital Markets H1: Join FINRA as a Director of Risk Monitoring in the Capital Markets Department H2: Lead a team of Risk Monitoring Analysts to ensure effective risk management for a portfolio of firms...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full time Posted Yesterday Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing...
General Counsel, Litigation The candidate performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation...
Director, Special Investigations Unit - Any FINRA Location Full-time FINRA Careers Job Requisition ID: R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) is responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions....
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
Litigation Counsel, Enforcement - Any FINRA Location Experience: Minimum of 10 years of litigation experience Salary Information: - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300,...