Title: Associate, HONORS Program Job Responsibilities: The Associate in the Honors Program at the organization plays a crucial role in contributing to Enforcement’s investigations and determining whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates engage...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement’s investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves...
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Summary Organization is looking for a Principal Litigation Counsel to join their... Enforcement team. The successful candidate will represent the organization in non-disciplinary and disciplinary proceedings before the Office of Hearing Officers (OHO) and will brief and argue appeals before the National Adjudicatory Council (NAC). The Principal Litigation Counsel will be responsible... for: • Representing Organization in a first or second chair capacity in disciplinary pro... read more
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