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**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Up to $296,100 per year, based on location and experience FINRA is seeking a highly skilled and experienced Director...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
friendly job title: Director, Enforcement - Manage and Lead a Team of Attorneys for FINRA Organization H1: Join FINRA as a Director of Enforcement - Lead and Manage a Team of Attorneys H2: Become a Director of Enforcement...
today's competitive job market, it can be challenging to stand out as a top candidate for a Director, Enforcement position. This role requires strong leadership skills, legal expertise, and the ability to manage a team effectively. In order to summarize...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age,...
Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 FINRA, the...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Analyst, Risk Monitoring-Diversified, Carrying and Clearing - ANY FINRA location Full time position with FINRA, a leading regulatory organization for the financial industry. Job Responsibilities: Conduct risk monitoring activities and ongoing risk assessments for FINRA members,...
Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Employment Type: Full-time Location: Multiple locations (Chicago, IL; Jersey City, NJ; Boca Raton, FL; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA) About the Organization: FINRA is a not-for-profit...