Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic examinations program for the Firm Group, ensuring effectiveness, efficiency, and proper execution. - Develop a multi-year strategic plan aligned with Member Supervision goals and vision. - Collaborate...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist operates within the Strategic Intelligence & Analytics (StratIntel) organization, a part of the Member Supervision department. The role involves providing proactive and strategic intelligence to support investor protection and market...
Title: Associate, HONORS Program-1 Job Responsibilities: The Associate in the HONORS Program is tasked with making significant contributions to the organization's Enforcement investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level role allows the Associate...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel- Broker Dealer Duties: Navigate complex regulatory frameworks to design innovative financial products and services. Identify and draft necessary changes to the firm’s systems and procedures to meet the requirements of new rules/regulations. Draft agreements, policies and procedures, disclosures, account documentation and website materials. Monitor SEC/FINRA and SRO rule developments and make resulting recommendations. Research securities and brokerage questions and... p... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Broker Dealer Counsel Duties: Navigate complex regulatory frameworks to design innovative financial products and services. Identify and draft necessary changes to the firm’s systems and procedures to meet the requirements of new rules/regulations. Draft agreements, policies and procedures, disclosures, account documentation and website materials. Monitor SEC/FINRA and SRO rule developments and make resulting recommendations. Research securities and brokerage questions and... pr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Duties: Support the foundation’s Contract Management System. Review and draft basic agreements, contracts, amendments, and other legal documents. Coordinate with the foundation’s Information Technology (IT) department to maintain and update contract management system, including keeping user documentation and contract clause library current, conducting user acceptance testing for updates to the system, and recording requests for enhancements. Front-lin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Director, Securities and Corporate Counsel at... MariaDB plc MariaDB plc is an innovative organization that is making a big impact on the world. Their applications are used by companies small and large, including 75% of the Fortune 500, making them uniquely positioned as the leading database for modern application development. The Director, Securities and Corporate Counsel is... an exciting opportunity to join a talented and passionate team in support of MariaDB’s mission t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney Duties: Draft, review, and negotiate contracts for complex commercial transactions, including customer contracts, non-disclosure agreements, and novel partnership contracts. Find creative solutions in negotiations to address impasses and close deals. Join customer calls to answer questions about our commercial standards, our product, our privacy practices, and our operational norms and policies. Advise internal business clients on company policies, negoti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Privacy Officer The candidate will oversee and operate in assigned affiliate's compliance program activities related to the confidentiality, access, use, and disclosure of protected health information... and other confidential information. Will assure adherence to applicable Federal and State regulations. Investigate and maintain documentation of privacy incidents and ensure timely reporting to patients and government entities as required by law. Develop and conduct periodic ri... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Privacy Officer The candidate will oversee and operate in assigned affiliate's compliance program activities related to the confidentiality, access, use, and disclosure of protected health information... and other confidential information. Will assure adherence to applicable Federal and State regulations. Investigate and maintain documentation of privacy incidents and ensure timely reporting to patients and government entities as required by law. Develop and conduct periodic ri... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Privacy Officer The candidate will be responsible for oversight and operation in their assigned affiliate of firm’s compliance program activities related to the confidentiality, access, use, and disclosure of protected health information... and other confidential information. Will be responsible for assuring adherence to applicable Federal and State regulations. Investigates and maintains documentation of privacy incidents and ensures timely reporting to patients and governme... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Privacy Officer, PCR Duties: Provides oversight and performs privacy operations functions in the assigned affiliate of organization's compliance program, including activities related to the confidentiality, access, use, and disclosure of protected health information... and other confidential information. Assures adherence to applicable Federal and State regulations. Investigates and maintains documentation of privacy incidents and ensures timely reporting to patients and govern... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Privacy Officer, PCR Duties: Provides oversight and performs privacy operations functions in the assigned affiliate of read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here