Title: Associate General Counsel, Capital Markets Job Responsibilities: 1. **Regulatory Guidance... and Advisory**: - Direct and manage the full lifecycle of adopting new regulatory requirements. - Advise the Board of Governors and senior management on complex and sensitive regulatory initiatives and rule...
Job Title: Vice President, Capital Markets, Fixed Income, and... and execution of the Capital Markets, Fixed Income Specialist,... and Compliance teams, comprising over 120 examiners and managers. This includes setting a multi-year strategic plan, managing priorities to align with Member...
Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk... monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring activities...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Description: Associate General Counsel, Capital Markets Job Title: Associate... General Counsel, Capital Markets Key Responsibilities:... Provide expert legal advice and guidance to the Board of Governors and senior management on high-impact regulatory initiatives and rule changes in the capital markets area. Act... as the primary coordinator for policy and rulemaking functions within the Capital Markets Group.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Associate General Counsel, Capital Markets Organization is... seeking an experienced Associate General Counsel, Capital Markets to join their... team. The primary role of this position is to direct and manage the complete life cycle of the adoption of new regulatory requirements, while also providing expert knowledge to the Board of Governors and senior management. This position is recognized by FINRA and the industry as the top/ primary expert in a particularly complex and un... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Associate General Counsel, Capital Markets FINRA is... looking for an Associate General Counsel to join its Capital Markets Group of the... Office of General Counsel (OGC). This is an excellent opportunity for an experienced attorney to serve as the primary coordinator of the policy and rulemaking functions within the Capital Markets Group of OGC.... The successful candidate will provide expert knowledge to the Board of Governors and senior management, advising them on high-impac... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes. This position is recognized by FINRA and the industry as the top/ primary expert in a particularly complex and unique subject matter area(s) pe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Associate General Counsel, Capital Markets Organization is... seeking an experienced Associate General Counsel to join their Capital Markets Group. The successful... candidate will be responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements in the securities industry. ## Job... Responsibilities * Advise the Board of Governors and FINRA advisory committees with respect to high-impact, legally and politically complex and se... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Associate General Counsel, Capital Markets ## Job... Summary The Associate General Counsel, Capital Markets is responsible for... directing and managing the complete life cycle of the adoption of new regulatory requirements for the organization. This position provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes. The incumbent also serves... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
The Vice President & Associate General Counsel, Capital Markets directs, manages, and... supervises a team of attorneys that develops and implements capital markets policy initiatives, and... counsels the Department of Market Regulation and Transparency Services. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes. The incum... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Vice President & Associate General Counsel, Capital Markets Policy The... Financial Industry Regulatory Authority (FINRA) is currently seeking a Vice President & Associate General Counsel, Capital Markets Policy to join... its Office of General Counsel (OGC). The Vice President & Associate General Counsel, Capital Markets Policy will be... responsible for directing, managing, and supervising a team of attorneys that develops and implements capital markets policy initiatives, and...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Vice President & Associate General Counsel, Capital Markets Policy ##... Overview The Vice President & Associate General Counsel, Capital Markets is responsible for... directing, managing, and supervising a team of attorneys that develops and implements capital markets policy initiatives, and... counsels the Department of Market Regulation and Transparency Services. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-imp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel, Capital Markets Duties: Render senior-level... legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal expertise. Serve as subject-matter expert in areas relating to trading practices, market integrity and market structure in equities, options and fixed income, including order handling requirements, trade reporting and other tr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here