Title: Litigation Paralegal Job Responsibilities: As a Litigation Paralegal, you play a crucial role within the US Legal Advocacy Team, working closely with attorneys on the litigation team. Your responsibilities include performing highly advanced and specialized legal assistant work, which involves: - Acting...
Title: Supervising Attorney Job Responsibilities: - Planning and assigning the legal work of the office or unit in consultation with the Chief Attorney. - Developing and evaluating strategies to accomplish the work of the office or unit. - Supervising attorneys and paralegals, and where...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) is tasked with supporting the External Strategic Engagements leadership team in all facets of the group's responsibilities. This includes representing the...
a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes with limited oversight. -... Brief and communicate complex regulatory initiatives to senior executives, provi...
the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Brief and communicate... complex regulatory initiatives to senior executives, providing analysis under urgent deadlines. - Serve as a legal expert within the organization, providing ad...
subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Communicate complex regulatory... initiatives to senior executives with urgency. - Act as a legal exper...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the StratIntel mission within the organization’s Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with internal and external...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting both direct manager and interactions with internal and...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the StratIntel mission within the organization's Member Supervision department. The key responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is a key professional role within the Strategic Intelligence & Analytics (StratIntel) organization, which is part of the organization's Member Supervision department. This position focuses on the collection, analysis, processing,...
Title: Counsel, Discovery & Litigation Job Responsibilities: - Handle the docket of information requests received by the organization, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision to respond to information...
the Board of Governors and organization advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate... complex regulatory initiatives to senior executives under urgent deadlines. - Serve as a legal expert within the organization in various subject areas. - Prepa...
matter expert in one or more areas of legal expertise. - Advise the Board of Governors and advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate... complex regulatory initiatives to senior executives under urgent deadlines. - Prepare Board mate...
a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees on complex regulatory initiatives and rule changes. - Communicate complex regulatory... initiatives to senior executives under urgent deadlines. - Provide expert advice on lega...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a critical role within the StratIntel division of the organization's Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position supports the Risk Monitoring Director in...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Perform risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and in interactions with internal and...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is integral to the mission of StratIntel within the organization's Member Supervision department. The primary responsibilities include leading complex analytical projects to identify emerging market risks with minimal supervision, developing sophisticated frameworks...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is responsible for executing functions in support of the Strategic Intelligence & Analytics (StratIntel) mission within the organization’s Member Supervision department. This includes: - Partnering across the organization and externally on...