Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the... Fixed Income Specialist, and Compliance teams, comprising over 120... with Member Supervision goals, integrating Examination efforts with Regulatory Operations, and ensuring connectivity... with other programs. - Oversee all fixed income, capital mark...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of **Members Only** members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with internal and external...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) is integral to executing high-visibility external engagements and publications that share insights and intelligence with the securities industry. The role involves...
of the Examinations Program for the Firm Group, ensuring efficiency and effectiveness. - Develop and implement a multi-year strategic plan aligning with Member Supervision goals. - Collaborate with cross-functional partners and integrate Examination efforts with Regulatory Operations. - Ensure the Examination... Program's...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Operating Officer, COO The candidate will be reporting to the Executive Director (ED), will be responsible for enhancing the internal organization processes and infrastructure that will allow the organization to continue to grow and fulfill its mission. With a direct staff of four, and a part-time bookkeeper and grant writer, will manage the following functions: working with the bookkeeper, treasurer and ED, manage and oversee all financial and business planning activi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Compliance Officer The Candidate... will support the integrity and efficiency of the organization’s operations, and compliance with ., local, and... international laws. Will liaise (as needed) with various Offices, Technical Programs, Projects, and third parties worldwide. Will support the development, implementation, enhancement, and revision of a Corporate Compliance Program within the framework... of enterprise risk management. Assist the General Counsel by helping to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Principal Legal Compliance Officer The candidate... will support the integrity and efficiency of the organization’s operations, and compliance with ., local, and... international laws. Will liaise with various Offices, Technical Programs, Projects, and third parties worldwide. Will support the development, implementation, enhancement, and revision of a Corporate Compliance Program, implement internal standard... operating procedures, and oversee training of HQ and field staff... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Principal Legal Compliance Officer Duties: Support... the integrity and efficiency of the organization’s operations, and compliance with ., local, and... international laws. Will liaise with various Offices, Technical Programs, Projects, and third parties worldwide. He/she will support the development, implementation, enhancement, and revision of a Corporate Compliance Program, implement internal standard... operating procedures, and oversee training of HQ and field staff with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Compliance Specialist Billing & Coding... The Candidate will perform internal compliance audits including, but not... limited to, billing and coding data and medical record documentation, to maintain compliance with federal, state and... other third party payor requirements. Will ensure that compliance policies and procedures are... being followed and that behavior in the organization meets standards set forth in Standards of Conduct.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate reports to President and Chief Executive Officer. Provides strategic guidance and counsel to firm senior management levels in the areas of legal and reputational risk. She/he assesses legal and reputational risk and/or liability for firm’s global operations and business development activities and guides the organization to manage the compliance requirements and/or operational liabilities... for the organization. Serves as as the Secretary for the t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Responsibilities: Providing guidance and counsel at the senior levels in the areas of legal and reputational risk. Provide support to global operations and business development activities and manages the compliance office. Provide guidance and... counsel and serves as the Secretary to the Board of Directors. Ensures that the day-to-day domestic and international legal needs of all departments are adequately met through management and coordination of outside co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance & Privacy Manager The... the Vice President of Compliance and Privacy and Director... of Compliance and Privacy to assure... compliance with federal and state... regulations, including privacy standards and regulations including HIPAA, HITECH and other state and federal laws, rules and regulations. Planning, executing, and managing a variety of regulatory, investigative and educational based... projects as an integral member of firm’s compliance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Administrator IT The candidate will be reporting to the Manager, Finance and Administration, the Contracts Administrator will manage the contract life cycle (changes and modifications and the enforcement of performance clauses, including incentives and remedies) risks of vendors within and supported by IT. Acts as the key contact and subject matter expert for all contract-related activities. Enable IT to control costs, drive service excellence and mitigate risks to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Research Compliance Manager Duties: Oversight... of research compliance activities at Brigham and... Women’s Hospital to ensure compliance with federal, state, and... local laws and Partners and hospital policies. Ongoing monitoring and auditing of research activities across the hospital, risk assessment, and development and implementation of policies, procedures, and practices designed to promulgate compliant practices and mitigate risk. a strong educational role and leads one-o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here