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Director, MRTS Regulatory Compliance The candidate will... manage key regulatory and compliance functions for... Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and...
Assistant General Counsel - Regulatory / Legal Experience... minimum of 8 years of professional experience in healthcare litigation, regulatory, or transactional law. This... experience can come from working in a nationally recognized law firm, as in-house counsel for...
Job Title: Principal Analyst, Regulatory Services Management Location: Remote/Office... Organization: FINRA (Financial Industry Regulatory Authority) Department: Market Regulation... and Transparency Services (MRTS) Salary Range: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC: Minimum Salary $106,400 Maximum Salary...
Attorney - Protect and Advance Health Rights of Low-Income and Underserved Individuals Organization: **MEMBERS ONLY**SIGN UP NOW***. (NHeLP) Location: Remote Salary: $88,707 - $99,765 annually, based on experience Experience: 5-7 years of relevant legal experience required THE ORGANIZATION - NHeLP protects and advances the health rights...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full Time Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing investigations involving member...
R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable rules and... regulations, and financial crimes. The Director develops and supervises specialists regulatory programs and work products... related to the routine and special examinations/inv...
directed by the General Counsel. The Counsel will work closely with the General Counsel to track ongoing special projects, litigation, compliance, and regulatory matters involved in the... support of ICANN Org, ICANN Board and the ICANN Community. ## Responsibilit...
legal support to all levels and groups within the organization to advance CHLA's mission, minimize liability, and ensure compliance with laws and guidelines.... This position requires a highly skilled and experienced attorney with a track record of providing proactive, solution-o...
Fraud Expertise in Financial Regulatory Agency H2: Join... FINRA as Senior Director, Special Investigations Unit and Lead AML and Fraud Investigations Bullet Points: - Lead a team of highly skilled AML and fraud specialists in FINRA's Special...
Attorney - Environmental Law - $120,000 - $135,000 a year - Full-time Organization: LA Waterkeeper Location: Los Angeles, CA 90012 Benefits: - 403(b) retirement plan with company match - Paid health, vision, and dental insurance - Flexible hybrid work...