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Job Title: Principal Analyst, Regulatory Services Management Experience: Minimum... H1: Principal Analyst, Regulatory Services Management - **MEMBERS ONLY**SIGN UP NOW***... FINRA as a Principal Analyst in Regulatory Services Management Summary:... FINRA, a leading securities regulator, is seeking a highly skilled and...
Director, Regulatory Services Management - Full... The Director of Regulatory Services Management (RSM) is... a centralized resource for Regulatory Operations (RegOps) concerning Cross... Market Regulatory Working Group (CMRWG) matters... aspects of the quarterly Regulatory Service Agreement (RSA) Exchange... R...
Vice President, Regulatory Liaison - All **MEMBERS ONLY**SIGN UP NOW***... Job Title: Vice President, Regulatory Liaison Experience Information:... securities, compliance, or financial regulatory roles. Advanced degree or... industry certifications are a plus. Must have experience managing complex projects or pro...
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Director and support in identifying existing and emerging risks - Collaborate with internal departments to analyze and make recommendations on regulatory intelligence - Mentor and... coach junior risk monitoring staff - Serve in leadership roles for special projects and tech...
the head of Strategic Regulatory Engagement (“SRE”). The role... of experience in securities, compliance, or financial regulation, along... with a bachelor’s degree. An MBA, JD, or other relevant graduate degree is preferred. Reporting directly to the head of SRE,...
of the Financial Industry Regulatory Authority, Inc. **MEMBERS ONLY**SIGN UP NOW***... is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINRA is committed to...
Corporate Financing - Lead Regulatory Policy and Compliance for... FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and Protect Investors...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...