Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel (AGC) will be a vital contributor to a small in-house legal team, dealing with a complex array of commercial matters and government contracting regulations. The AGC will tackle both large and small...
Title Assistant General Counsel Job Responsibilities The Assistant General Counsel (AGC) at a reputed firm will play a critical role as part of a small in-house legal team, dealing with a myriad of commercial matters and government contracting regulations. The AGC will handle...
Title: Senior Counsel, Corporate Transactions Job Responsibilities: - Provide legal counsel and support to the organization's business entities concerning strategic and complex corporate transactions, including mergers, acquisitions, joint ventures, and affiliations. - Negotiate and review highly complex and technical legal agreements and documents,...
Start Date: As soon as possible Position Summary The General Counsel is responsible for ensuring compliance with regulations, identifying and... documenting regulatory risks, and assisting the... organization in developing controls. This position involves planning, organizing, and executing day-to-day operational compliance activities. Job Responsibi...
Title: Counsel II, Litigation Job Responsibilities: - Develop relationships with outside counsel and a team of litigators to formulate overall litigation strategy aimed at implementing or facilitating organization-wide business objectives. - Implement strategies for cost control and mitigation for litigation portfolios of high...
Title: Counsel II, Litigation Job Responsibilities: The Counsel II, Litigation at the organization is responsible for a wide range of legal duties that are crucial for supporting the organization's litigation strategies and overall business objectives. Key responsibilities include: - Developing relationships with outside...
Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the... Fixed Income Specialist, and Compliance teams, consisting of over... strategic plan, managing priorities aligned with Member Supervision goals, and integrating Examination efforts with Regulatory Operations. - Engage regularly with... Fixed Income Regulation...
Title: Paralegal, Corporate Job Responsibilities: - Support routine and complex corporate governance across the organization's global subsidiaries, which includes organizing board meetings, handling officer appointments, managing annual returns, maintaining statutory registers, and ensuring other filings and corporate records are up to date. -...
of the department, primarily tasked with enhancing investor protection and market integrity through informed regulatory decisions. The key responsibilities... include: - Leading complex analytical projects to identify and address emerging market risks with minimal supervision. - Developing sophisticated frameworks for the eval...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members. - Support a Risk Monitoring Director in identifying existing and emerging risks. - Engage in interactions with internal and external parties. - Conduct risk monitoring activities,...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst within the Office of Strategic Engagements (OSE) at the organization is tasked with supporting the leadership team in all aspects of the group’s responsibilities. This role involves representing...
Title: Associate General Counsel, Hardware Commercial Job Responsibilities: - Own commercial legal strategy and risk management for the organization's hardware transactions. - Draft, negotiate, and advise on complex agreements with hardware suppliers, manufacturers, distributors, and technology partners. - Support strategic partnerships involving AI devices...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage with...
for the Firm Group, ensuring effectiveness, efficiency, and proper execution. - Develop a multi-year strategic plan aligned with Member Supervision goals and vision. - Collaborate with cross-functional partners and integrate examination efforts with Regulatory Operations. - Provide strategic leadership... and oversight to th...
operations. - Provide practical, business-oriented legal advice to teams including Sales, Partnerships, Finance, Procurement, and Operations. - Identify and address commercial, product, regulatory, privacy, and other legal... issues arising from commercial transactions. - Develop strategies and processes for handling legal issues in cr...
on proposed AI legislation. - Work closely with other legal and business teams to ensure compliance with new AI regulations. -... Analyze laws and regulations concerning AI to understand their impact on the organization and the broader AI community. - Develop policy po...