Title: Staff Attorney Job Responsibilities: - Provide legal counsel to protect the organization's rights, assets, and operations, ensuring compliance with applicable laws, Executive Orders, and policies. - Assist in resolving complicated legal matters and conduct research on legal aspects of business and corporate...
Title: Associate General Counsel Job Responsibilities: - Provide in-house legal support on tax exemption issues for both the organization and its Action Fund, as well as election law matters specifically for the Action Fund. - Conduct staff legal training on lobbying, gifts/ethics, tax...
Title: Homeowner Protection Directing Attorney Job Responsibilities: The Homeowner Protection Directing Attorney is responsible for leading a practice group dedicated to preventing low-income and senior homeowners from losing their homes and potentially falling into homelessness. Key responsibilities include: - Collaborating with the VP...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel team of the organization's Member Supervision department, aimed at enhancing investor protection and market integrity. The key responsibilities include: - Leading complex analytical projects to identify...
Title: Managing Counsel & Deputy Compliance Officer Job Responsibilities: The Managing Counsel & Deputy Compliance Officer is a critical member of the legal team, working closely with the Chief Compliance Officer and broader legal department to provide guidance on various legal and...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) within the department is charged with supporting the External Strategic Engagements leadership team in fulfilling their responsibilities. This includes representing the...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting directly to a Risk Monitoring Director. - Identify existing and emerging risks and interact with both internal and external parties to...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with internal and external...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and interact with internal and external...
Title: Deputy Director, Legal Job Responsibilities: Litigation and Legal Strategy: - Support the Legal Director in developing and executing litigation and legal advocacy strategies, integrating narrative change, movement power building, and campaign strategies. - Collaborate with the Policy Department and other Advocacy Departments to...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting directly to a Risk Monitoring Director. - Serve as a senior-level support to the Risk Monitoring Director in identifying existing...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a critical role in the StratIntel division of the organization's Member Supervision department. This position is responsible for delivering proactive intelligence to enhance investor protection and market integrity through informed, timely...
Title: Chief Risk Officer Job Responsibilities: - Provide strategic and operational leadership in assessing and mitigating significant and developing enterprise risks at the organization. - Contribute to audit functions, business continuity, claims management, insurance, physical security, integrated risk management, and all other active...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic planning and execution of the Examinations Program for the Firm Group, ensuring alignment with Member Supervision goals and vision. - Collaborate with cross-functional partners and Regulatory...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop a multi-year strategic plan and manage priorities...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of the Strategic Intelligence & Analytics (StratIntel) organization within the department. The position involves the collection, analysis, processing, and dissemination of strategic...
Title: Managing Director of Community Justice Unit Job Responsibilities: The Managing Director of Community Justice Unit (CJU) is tasked with the strategic oversight, operational execution, and continuous evaluation of the organization's service delivery across Los Angeles and Orange County. This senior leadership...
Title: Staff Attorney II, Small Business Development Project Job Responsibilities: - Conduct and supervise initial intake interviews to assess client eligibility, and determine whether to represent or refer clients as needed. - Maintain a caseload of business-related legal matters, including business formation,...
Title: Staff Attorney I, Small Business Development Project Job Responsibilities: - Conduct and supervise initial intake interviews, assess client eligibility, and represent or refer clients as needed. - Maintain a case load of matters requiring legal expertise on business-related issues including business formation,...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: - Immerse in day-to-day operations of various divisions and offices within the organization. - Gain practical skills and insights beyond the academic environment. - Contribute meaningfully to projects and initiatives that impact the organization and...
Title: Summer Internship - PCAOB Intern Opportunities Job Responsibilities: - Interns will immerse themselves in the daily operations of various divisions and offices within the organization, gaining practical skills and insights. - Interns are expected to contribute meaningfully to projects and initiatives that...
Title: Spring Internship - PCAOB Intern Opportunities Job Responsibilities: - Immerse in day-to-day operations across various divisions and offices, providing hands-on experience that extends beyond academic learning. - Contribute meaningfully to projects and initiatives that have a significant impact on the organization’s mission...
Title: PCAOB Fellow Job Responsibilities: - Engage in hands-on experience by immersing yourself in the day-to-day operations of various divisions and offices within the organization, gaining practical skills and insights that extend beyond academic knowledge. - Contribute meaningfully as an integral member of...
Title: Supervising Attorney - Consumer Rights & Economic Justice Project Job Responsibilities: The Supervising Attorney for the Consumer Rights & Economic Justice (CREJ) Project at **Members Only** is tasked with a variety of responsibilities aimed at advancing racial and economic justice. Key duties...
Title: Associate, HONORS Program-1 Job Responsibilities: The Associate, Honors Program is responsible for contributing to the organization's investigations and decisions regarding disciplinary actions against individuals and entities within the financial industry. This entry-level role involves working under the supervision of senior attorneys,...