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Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Risk Monitoring - Capital Markets - Any Finra Location The Director of Risk Monitoring will oversee the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. They will actively supervise the activities of...
is an Employer of Choice FINRA has been named a Best Place to Work by several outlets, including the Washington Post, Financial Times and InvestmentNews. We are proud to offer a culture of inclusiveness and collaboration that is both...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Analyst, Risk Monitoring - Any FINRA Location Full Time Posted Today R-008249 FINRA is looking for a Principal Analyst, Risk Monitoring to join our team. This senior-level position will be responsible for conducting risk monitoring activities...
Vice President, Regulatory Liaison will be responsible for strengthening and leading the Office of Regulatory Liaison (ORL) within Member Supervision. This role will partner closely with FINRA’s Office of Liaison and Counsel (OLC) and Government Relations Group to maintain strong...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...
Vice President, Corporate Financing Department will be a key member of the Corporate Financing and Advertising Regulation leadership team within the Offices of the Chief Legal Officer (OCLO). This role will involve managing the regulatory review programs, rulemaking and interpretation,...
Points: - Organization: **MEMBERS ONLY**SIGN UP NOW***. (CLF) - Job Title: Associate Vice President, Strategic Litigation - Location: Boston, MA (strongly preferred), Providence, RI, or New Haven, CT (considered) - Remote and flexible work opportunities within New England - Salary: $110,000...
- Organization: **MEMBERS ONLY**SIGN UP NOW***. (CLF) - Job Title: Director of Transportation Justice & Infrastructure - Location: Boston, MA (with some remote/flexible work within New England) - Salary: $97,000 - $115,000 (based on experience and qualifications) - Experience: Minimum...