Title: Senior Associate Counsel Job Responsibilities: - Provide expert legal advice and support to internal stakeholders and teams within the organization's . and Global Programs departments, including the Campaigns and Organizing teams. - Serve as the primary lead on reviewing strategies, tactics, and...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Review Analyst II The candidate will support the following regulatory-related programs as follows: Statutory Disqualification/ Membership Continuance, "Acceptance", Form U6 reporting to Web CRD and regulatory support functions such as the preparation of the disciplinary actions summaries for the monthly Regulatory Notices publication. Will review potential and actual statutory disqualification cases, including filings, court documents and correspondence referred b... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Market Regulation, Legal The candidate will be responsible for participation in examinations, investigations and disciplinary proceedings on behalf of the Market Regulation Department (Department) for violations of the Association's rules and the federal securities laws and provides legal advice and counsel to the staff of the department. Under the direct supervision of the Chief Counsel, Litigation, or Assistant Chief Counsel, Quality of Markets to the Market Regu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: Will perform a variety of specific duties, generally including applying advanced analytical skills to provide legal interpretations regarding laws, rules, and regulations; drawing up legal documents; and representing the organization in hearings and settlements. Assigned to handle intermediate to complex investigations from initiation through recommendation on disposition. This is senior-level professional work in which candidate is defining assig... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Intern, Corporate Financing The Summer Intern will assist with investigations of cases which have been identified as potential areas of concern relating to private placements and other corporate financing activities. This is entry-level professional work in which incumbents are performing their assigned roles, developing job-related skills, and working under close supervision. The essential functions of this role include: Assisting with investigations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
II, Corporate Financing The candidate will review member corporate financing activity for compliance with FINRA and SEC rules and other securities laws. Conducts investigations of cases which have been identified as potential areas of concern relating to private placements and other. Essential job functions: Conducts independent investigations of potential rule violations relating to corporate financing activities, including the review of private placement filin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate performs a variety of specific duties depending on the section to which assigned, generally including applying advanced analytical skills to provide legal interpretations regarding laws, rules, and regulations; drawing up legal documents; and representing the organization in hearings and settlements. Will work in which incumbents are defining their assigned roles, increasing their skills, and working under general guidance. Essential functio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will perform a variety of specific duties depending on the section to which assigned, generally including applying advanced analytical skills to provide legal interpretations regarding laws, rules, and regulations; draw up legal documents; and represent the organization in hearings and settlements. Will plan for, participate in and demonstrate increased mastery of various tasks related to complex investigations pertaining to sales practice a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
II - Corporate Financing The candidate will perform a variety of specific duties, including applying advanced analytical skills in order to provide legal research and interpretations regarding laws, rules, and regulations, conducting complex investigations related to private placements and other corporate financing activities, reviewing member compliance with the Organization and SEC rules, and drafting documents with legal analysis. Will plan for and participate in... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Market Regulation, Legal Duties: The candidate will be responsible for participation in examinations, investigations and disciplinary proceedings on behalf of the Market Regulation Department (Department) for violations of the Association's rules and the federal securities laws and provides legal advice and counsel to the staff of the Department. Will advise and participate in examination and surveillance reviews and complex investigations conducted by the Departme... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will perform a variety of specific duties depending on the section to which assigned, generally including applying advanced analytical skills to provide legal interpretations regarding laws, rules, and regulations; drawing up legal documents; and representing the organization in hearings and settlements. Will plan for, participate in and demonstrate increased mastery of various tasks related to complex investigations pertaining to sales prac... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here