Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is an advanced expert-level position within the Strategic Intelligence & Analytics (StratIntel) organization, which is part of the Member Supervision department. This role involves utilizing an expanded skillset and expertise...
Title: Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in contributing to Enforcement's investigations and making decisions on whether to bring disciplinary actions against individuals and firms within the financial industry. These...
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of Counsel, Enforcement Position at FINRA FINRA is seeking an Enforcement Counsel to join their team. The Enforcement Counsel is responsible for performing rigorous assessment and effective advocacy in Enforcement matters. The successful candidate will have a law degree and admission to the bar, a minimum of four years of relevant legal experience in a regulatory or legal environment, excellent oral and written communication and litigation skills, and excellent in... read more
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