Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations... Fixed Income Specialist, and Compliance teams, comprising over 120... Member Supervision goals and vision, collaborating with cross-functional partners, and integrating Examination efforts with Regulatory Operations. - Oversee all fixed... income, capital ma...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst within the Office of Strategic Engagement (OSE) team is tasked with supporting the External Strategic Engagements leadership team. This includes representing the team where appropriate and leading the...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director by identifying existing and emerging risks and interacting with internal...
the Examinations Program for the Firm Group, ensuring effectiveness, efficiency, and alignment with Member Supervision goals and vision. - Set multi-year strategic plans and manage priorities for the Firm Group, collaborating with cross-functional partners and integrating examination efforts with Regulatory Operation...
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Chief Legal Officer Duties: Provide leadership to assist the organization with legal adherence and compliance to meet Mission and... organizational business goals. Coordinate internal and external legal affairs and ensures timely responsive delivery of legal services. Communicate and manage legal and policy advice on related matters to the Board, the President/CEO, leadership staff and the organization. Appoint, supervise and manage the activities of outside legal counsel in th... read more
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