Save your search progress and never miss an update
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an Equal Opportunity... and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
Risk Monitoring - Any FINRA Location The Organization:... FINRA (Financial Industry Regulatory Authority)... securities firms and brokers. FINRA is responsible for protecting... investors, maintaining market integrity, and promoting fair and orderly markets. Job Title: Associate Principal Analyst,...
FINRA abides by the requirements... of 41 CFR ). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or prohibited by applicable law. FINRA abides by the requirements......
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
Enforcement - Provide Legal and Investigative Support to Enforcement Salary Information: Discretionary bonus in addition to base pay Job Title: Paralegal, Enforcement Experience: Bachelor's degree and/or paralegal certificate or significant relevant experience preferred Essential Job Functions: - Conduct legal research for staff attorneys - Assist with...
Counsel, Enforcement - Represent FINRA in complex disciplinary proceedings... and appeals involving violations of federal securities laws and SRO rules. Salary Range: - CA: Minimum Salary $146,200, Maximum Salary $296,100 - CO/HI/MN/VT*: Minimum Salary $127,300, Maximum Salary $246,600 - IL*: Minimum Salary $139,800, Maximum...
The position of Director, Enforcement is a full-time role within the organization. The job requisition ID for this position is R-008299 and it was posted today. The Enforcement Director will manage a team of 5-8 Enforcement attorneys and will...
©2019 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Job Description Apply for the position of Director, Enforcement at Organization. Location: New York, NY...
H2: Job Overview FINRA is seeking a highly... skilled and experienced Principal Counsel to join our Enforcement team. This role plays a crucial role in assessing and advocating for fair and effective outcomes in Enforcement matters. The Principal Counsel...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...