MS OPS - All FINRA Locations Apply Logo ... time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
NY State) - Actual compensation based on factors such as skills, experience, education, and internal peer comparisons - Salary offers can range from minimum to mid-point of salary range - Full pay ranges provided to consider growth potential at FINRA Job Title: - Senior L...
Legal position available at **MEMBERS ONLY**SIGN UP NOW***. - Responsible for leading... attorney teams on investigations and disciplinary actions. - Coordinates with other VPs within Enforcement Legal and FINRA's Regulatory Operations partners. -... Manages performance of Enforcement attorney teams. - Works closely with...
- IRG - All FINRA Locations About **MEMBERS ONLY**SIGN UP NOW***... FINRA is a... in the United States. FINRA, overseen by the SEC,... examines for and enforces compliance with FINRA rules and federal securities... laws, registers broker-dealer personnel and offers the...
Financing Public Offerings at FINRA is responsible for analyzing... complex and high-profile public offering transactions. This is an intermediate-level professional role that requires a Bachelor's degree and at least three years of related industry experience, or an equivalent combination of...
Advisor, Market Regulation & Transparency Services Salary Information: Minimum $149,600, Maximum $351,200 Full-Time Position R-008276 Job Requisition ID Posted Today Work Location: Various (CA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Leadership and Strategic Support for Market...
and Standards - All FINRA Locations Apply Logo Senior... and Standards - All FINRA Locations Apply Logo ... locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting)...
and Standards - All FINRA Locations Apply time... type Full time posted on Posted Today job requisition id R-008792 This position is an experienced individual contributor in Member Supervision Operations, Procedures and Standards (MS OPS), who...
Risk Monitoring - Any Finra Location locations ... New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL...
- Business Conduct - Member Supervision Apply Logo locations Boca Raton, FL (Job Posting) Kansas City, MO (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) locations...
Investigator, VAST - All FINRA Locations Apply Logo ... locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston,...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
- IRG - Any Finra Location locations ... Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job...
Member Supervision - All FINRA Locations Apply Logo Strategic... Member Supervision - All FINRA Locations Apply Logo ... locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting)...
and Standards - All FINRA Locations Apply Logo ... locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type Full...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
About FINRA FINRA is an... in the United States. FINRA works to protect investors... the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not... influenced, by the industry that it regulates. FINRA’s independent regulation pl...
of Operations, Procedures and Standards - Salary Information Overview: As the Director of Operations, Procedures and Standards, you will play a critical role in providing strategic leadership and guidance for the program. Your responsibilities will include developing controls...
highly influential role within FINRA's Strategic Intelligence and Analytics... Program. The FIFC is responsible for aggregating and disseminating real-time intelligence collected by FINRA, member firms, regulators, and... law enforcement to protect investors and mitigate risk. This position requires a strong...
Examination Manager - All FINRA Locations H2: Essential Job... Functions Organization: FINRA Job Title: Examination Manager... Location: All FINRA Locations Time Type: Full... time Posted on: Posted Today Job Requisition ID: R-009059 Essential Job Functions: - Manage...
Investigator, NCP - Any FINRA Location Salary Information: - Salary range... range. - Full pay ranges are provided for candidates to consider their growth potential at **MEMBERS ONLY**SIGN UP NOW***. - Employees may also be... eligible for a discretionary bonus and overtime pay, as well as compr...
Analyst, Dispute Resolution at FINRA comes in. As a... in the securities industry. With locations across the country, including Chicago, Jersey City, Boca Raton, Woodbridge, Washington ., Rockville, New York City, and Los Angeles, FINRA offers a diverse and... dynam...
- IRG - All FINRA Locations Full-Time, Posted... Today, R-009087 FINRA’s Initial Review Group (IRG) is seeking an experienced Associate Principal Investigator to join our team. The Associate Principal Investigator will be responsible for performing intake and assessment...
Risk Representatives - All FINRA Locations H1: Join... FINRA as a Principal Investigator... in High Risk Representatives at All Locations H2: Investigate and Identify Fraudulent Conduct in the Securities Industry Organization: FINRA Department: Member Supervision ... Job...
Analyst, Dispute Resolution - FINRA H2: Essential Job... - Updates content of FINRA publications related to arbitration... process. - Manages arbitration claim intake process. - Tracks and responds to complaints about arbitration processes. - Prepares reports for senior management...
and Standards - All FINRA Locations Locations: -... New York, NY - Los Angeles, CA Time Type: - Full time Job Requisition ID: - R-009155 Organization: FINRA Job Title: Director,... MS Operations, Procedures and...
Summary: FINRA is seeking a legal... extern for their Enforcement department for the Fall 2025 semester. This is an unpaid position that requires a graduate student pursuing a JD or LLM with strong writing, analysis, and research skills. The...
Procedures and Standards at FINRA H2: Join the Regulatory... and Enhance Processes at FINRA Job Title: Principal... Procedures and Standards Organization: FINRA Department: Member Supervision Operations,... individual contributor Location: All FINRA locations Time Type: Full... time Salary Information: -...
Capital Markets - All FINRA Locations #H1: Principal... a Dynamic Team at FINRA Are you a... a leading regulatory organization? If so, FINRA may have the perfect... opportunity for you! We are currently seeking a Principal Analys...
- All Locations at FINRA: - Salary information: ... - Range of salaries based on location (see chart) - Additional bonuses and benefits available - Overtime pay for non-exempt employees - Immediate participation and vesting in 401(k)...
Risk Monitoring - All FINRA Locations H1: Join FINRA as... Risk Monitoring Activities for FINRA's Highest Impact Firms FINRA is... you will be responsible for conducting risk monitoring activities and ongoing risk assessments for FINRA members, with a focus... on our hig...
FINRA abides by the requirements... all programs or activities funded by the federal government. Senior Principal Analyst, MS Operations, Procedures and Standards - All FINRA Locations Job Title:... Senior Principal Analyst, MS Operations, Procedures and Standards Exp...
- IRG - All FINRA Locations Full-Time ... Posted Yesterday End Date: April 17, 2025 (5 days left to apply) Job Requisition ID: R-009202 FINRA’s Initial Review Group (IRG) is the centralized unit for the intake,...
- IRG - All FINRA Locations (Open) - Full... team. This position is available at all FINRA locations across the country... and offers a competitive salary and benefits package. The Associate Principal Investigator will be responsible for conducting intake and asses...
- IRG - All FINRA Locations - Competitive salary based... on location and experience - Full-time position with benefits - Opportunity to work with a reputable organization in the financial industry - Locations in various cities including Los Angeles, Jersey City, Jericho, Denver, Dallas,...
and Standards - All FINRA Locations Apply Logo ... locations New York, NY (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston,...
FINRA is an Equal Opportunity... sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person's relatives, friends or associates. FINRA abides by...