Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned with Member Supervision goals and vision. - Collaborate with cross-functional partners and ensure integration of Examination efforts with Regulatory Operations. - Oversee a...
strategic plan, managing priorities in alignment with Member Supervision goals, and integrating Examination efforts with Regulatory Operations. - Provide strategic leadership... and oversight to the Examination Program for the Firm Grouping, ensuring timeliness and effectiveness in addressing business activities and ri...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate Counsel The candidate will handle all aspects of legal compliance with applicable laws and regulations associated with various consumer credit products; interpret existing and new laws and regulations and provide guidance to senior attorneys and the business; counsel business partners on legal and compliance risks and collaborate to find optimal business solution while minimizing risk; collaborate with the business to structure new, compliant consumer financial ser... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Principal Compliance Analyst - Market Regulation The candidate will act as liaison to and actively support department- and department section heads in the completion of time-sensitive special projects. Represent Market Regulation in specific task-forces and initiatives, and may represent the company in interactions with exchange clients and member firm personnel on regulatory issues. Assist with or... oversee the timely and accurate preparation of management and exchange client... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Corporate Counsel The candidate will be reporting to the General Counsel. Will advise business partners on the legal, compliance, regulatory and litigation risks of... possible business decisions, providing preventive counseling with respect to the underlying business practices and goals. Exhibit a practical, solution-driven, business-based approach to problem solving and exceptional interpersonal skills that facilitate prompt, constructive solutions for busines... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Midwest Regional Director - Member Regulation, Sales Practice The candidate will lead and/or participate in regional or national tactical initiatives as requested by Member Regulation senior management. Will serve as a key member of the regional management team in Member Regulation-Sales Practice by providing strategic and tactical advice on how to achieve department and regional goals and successfully implement regulatory programs. Develop and support... the effectiveness of t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Of Care Management The candidate will drafts program description, work plans annual program goals for care management, for approval by firm leadership and oversight committees and ensures that plans and program goals reflect the needs of firm membership and a clear and cohesive care management strategy promoting cost-efficiency and quality of care goals and strategic directions of firm and firm, including NCQA health plan accreditation. Will analyzes data and conduct... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager Corporate Governance Responsibilities: Under the direction of the Director of Corporate Governance, responsible for independently managing key activities of the corporate governance office. Working directly and independently with senior management to prepare and distribute board materials and presentations, ensuring adherence to organizational standards, board committee responsibilities, and meeting objectives. Ensure that all agendas and materials adhere to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager Corporate Governance Responsibilities: Under the direction of the Director of Corporate Governance, responsible for independently managing key activities of the corporate governance office. Working directly and independently with senior management to prepare and distribute board materials and presentations, ensuring adherence to organizational standards, board committee responsibilities, and meeting objectives. Ensure that all agendas and materials adhere to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator - OFDMI - Insider Trading - ORSA The candidate will conduct routine review and investigations of unusual market activity for evidence of potential insider trading in options and for possible violations of relevant FINRA rules and the federal securities laws. The position involves professional work in which incumbents are fulfilling their assigned roles, applying their job skills, and working under management supervision. Duties: Analyze trading activit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- OFDMI - Insider Trading ORSA Duties: Analyze trading activity in options for indications of potential insider trading. Conduct routine reviews and investigations of possible violations of rules and the federal securities laws. Conduct telephone interviews, including assisting with on-the-record testimony when necessary, of registered and associated persons, investors and others to develop a sufficient investigative record. Gather evidence through timely, well-... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- OFDMI - Insider Trading ORSA Duties: Analyze trading activity in options for indications of potential insider trading. Conduct routine reviews and investigations of possible violations of FINRA rules and the federal securities laws. Conduct telephone interviews, including assisting with on-the-record testimony when necessary, of registered and associated persons, investors and others to develop a sufficient investigative record. Gather evidence through timely,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here