Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, also known as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office. The primary responsibilities include: - Designing, implementing, and...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, serving as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office and oversees its privacy function. The CPO is tasked with designing,...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Vice President, Member Supervision Regulatory Advisor and Stakeholder Engagement... The candidate will be a strategic leader and member of the MS Senior Management Team who is the primary liaison and advisor on behalf of Member Supervision to the Office of General Counsel (OGC) on rulemaking, regulatory policy, and governance. Lead... Member Supervision's engagement and relationships with the Board of Governors, Management Committee, Member Firm Committees, trade associations, ind... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Duties: Overseas Compliance Supervisor responsibilities. Oversee the review of exception reports, blotters, correspondence (electronic, written and verbal), marketing and other operations and sales functions for compliance with state and Federal laws and regulations and NFBS and NFFG policies and procedures. Oversee the review of securities and insurance activities/transactions arising from NFBS and NFFG representatives recommendation and sales of product... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
## Assistant, General Counsel Organization is seeking an experienced and knowledgeable Assistant, General Counsel to join its team. The successful candidate will serve as the internal legal counsel for the Company and will be responsible for ensuring compliance with new regulatory requirements, leading the preparation,... review and filing of regulatory filings, and leading the... development of board and committee agendas. ### Job Responsibilities: * Leads and manages multidi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Would working for a mission driven organization give you meaning and purpose in your work? Does the idea of working for a regulator speak to your moral compass? FINRA, the Financial Industry Regulatory Authority, has... a critical mission- investor protection and market integrity. If this sounds intriguing, keep reading and apply today. FINRA is hiring an Associate Principal Analyst. As an analyst you will review member (broker-dea... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SVP of Market Regulation Enforcement (“SVP-Market Reg”) supervises the specialized attorneys and managers who are dedicated to counseling Market Regulation staff and resolving disciplinary matters arising from surveillance and examinations by the Department of Market Regulation. The SVP-Market Reg provides senior level guidance on the appropriate resolution of Market Regulation matters, and facilitates an ongoing dialogue about decision-making to achieve ti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
(Omega) NYC (Brookfield Place) Apply The Appellate Director works under the Vice President, Litigation to manage and execute the Enforcement Department’s national appellate program. &n... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Intern-Technology-Rockville, MD Requisition ID 2654 Full/Part Time Full-time Location Rockville MD Description We Work to Protect Investors. Join our Team. 2010 Summer Internship Program We are dedicated to providing you an opportunity to gain real-life exposure to the securities industry with an employer that... places a high value on the professional and personal growth of our employees. We set the bar high we expect you... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Analyst - OFDMI/Whistleblower -... Rockville, MD( Job Number: 000634) Description We Work to Protect Investors. Join our Team. read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator - OFDMI - Insider Trading - Rockville, MD(Job Number: 006994) Description We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA)... is seeking a well-qualified individual for our Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at – no phone calls, please. Job Summary: The Associate Investigator conducts routi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator - OFDMI - Office of Whistleblower - Rockville, MD(Job Number: 006985) Description We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA)... is seeking a well-qualified individual for our Investigator opening in Rockville, MD. To be considered for this position, please submit your resume through our career site at – no phone calls, please. Job Summary: The Senior Investigator conducts... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here