Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program are integral to the investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. This entry-level position provides substantive hands-on legal experience and...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a key player in the mission of StratIntel within the organization’s Member Supervision department, which focuses on delivering proactive intelligence to enhance investor protection and market integrity. Responsibilities include: - Leading complex...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with internal...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members under the supervision of a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Execute risk monitoring activities for...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagement is tasked with supporting the leadership team in External Strategic Engagements. The role involves developing high-impact publications, speaker preparation materials, and other...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the direct manager by identifying existing and emerging risks and facilitating interactions with...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the organization’s Member Supervision department, specifically within StratIntel, by contributing to the mission of enhancing investor protection and market integrity. The core responsibilities include: - Leading complex analytical...
Title Eviction Diversion Hotline Paralegal Job Responsibilities The Eviction Diversion Hotline Paralegal will be responsible for a range of duties as part of a collaborative team of attorneys and paralegals. Key responsibilities include: - Handling a high volume of calls from...
Title: Spring 2026 Legal Clerkship Job Responsibilities: The Spring 2026 Legal Clerkship provides law students with the opportunity to engage with the organization, a leading defender of free expression. This part-time clerkship spans 15 weeks and is designed to fit within academic...
Title: Legal Advocate, Tenant Rights Job Responsibilities: Role-Based Duties and Responsibilities: Client Related: - Handle all aspects of client intake, including: - Retrieving, transcribing, and performing prescreen data entry in the case management system - Screening and interviewing walk-in and/or emergency clients in coordination...
Title: Staff Attorney, Homeownership Rights Job Responsibilities: Role-Based Duties and Responsibilities: Client-related - Handle all aspects of client representation, including: - Screening and interviewing walk-in and/or emergency clients. - Conducting client interviews by telephone or in person to give legal opinions or recommend further...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic examinations leader accountable for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and assigned firms. - Set a multi-year strategic...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: The Vice President of Capital Markets, Fixed Income, and Compliance Testing is a strategic leader responsible for overseeing the Capital Markets, Fixed Income Specialist, and Compliance teams within the organization's...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is a professional position within the Strategic Intelligence & Analytics (StratIntel) division of the organization’s Member Supervision department. The role involves utilizing an expanded skill set and expertise in the...
Title: Spring Internship at Organization Job Responsibilities: Interns at the organization will engage in a variety of responsibilities that provide hands-on experience and meaningful contributions to the organization's mission of investor protection. Key responsibilities include: - Immersing in the day-to-day operations of various...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: The PCAOB Internship Opportunities are designed to provide interns with hands-on experience by immersing them in the day-to-day operations of various divisions and offices within the organization. Interns are expected to gain practical...
Title: Summer Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization are expected to immerse themselves in the day-to-day operations of various divisions and offices, gaining valuable hands-on experience that extends beyond classroom learning. Interns contribute meaningfully to projects and...
Title: PCAOB Fellow Job Responsibilities: The PCAOB Fellow position offers a unique opportunity to support the organization’s mission of investor protection. Fellows will immerse themselves in the day-to-day operations of various divisions and offices, gaining practical skills and insights beyond the classroom....