Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting a multi-year strategic plan, managing priorities in alignment with Member Supervision goals, and integrating Examination efforts with Regulatory Operations. - Provide strategic leadership...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations and execution for Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned with Member...
**Members Only** program within the organization's Member Supervision department. This position is integral to the Financial Intelligence Fusion Center (FIFC),... tasked with aggregating, analyzing, and disseminating real-time intelligence from various sources, including member firms, regulators, and law enforcement. The specialist's responsibi...
regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position... provides substantive hands-on legal experience, allowing associates to develop their lawyering skills in investigating, litigating, and writing. Honors Associates work under the su...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Principal Compliance Analyst - Market Regulation The candidate will act... as liaison to and actively support department- and department section heads in the completion of time-sensitive special projects. Represent Market Regulation in specific task-forces and... initiatives, and may represent the company in interactions with exchange clients and member firm personnel on regulatory issues. Assist with or oversee the timely and accurate preparation of management and exchange client... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President and Chief of Staff, Member Supervision The candidate: Leads a variety of cross-functional initiatives, in the advancement of the strategic direction of Member Supervision in support of firm’s organizational goals. This includes building and/or identifying teams to work through the completion of large, high profile projects, in addition to owning the scope, identifying measures of success, and managing the team(s) through successful completion of the i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel The candidate will handle all aspects of legal compliance with applicable laws and regulations associated with various consumer credit products; interpret existing and new laws and regulations and provide guidance to senior attorneys and the business; counsel business partners on legal and compliance risks and collaborate to find optimal business solution while minimizing risk; collaborate with the business to structure new, compliant consumer financial ser... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Principal Deputy Chief Financial Officer The candidate assists... the Chief Financial Officer to direct the... fiscal and administrative services of the Association in... accordance with generally accepted accounting principles, Association financial policies, applicable laws and... regulations. Assists in the management of Information Systems and Administrative Services activities and deliverables. Provides... day-to-day guidance, oversight, monitoring, and evaluation of fiscal, informati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
President, Corporate Counsel The candidate will be reporting to the General Counsel. Will advise business partners on the legal, compliance, regulatory and litigation risks of possible business decisions, providing preventive counseling with respect to the underlying business practices and goals. Exhibit a practical, solution-driven, business-based approach to problem solving and exceptional interpersonal skills that facilitate prompt, constructive solutions for busines... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Midwest Regional Director - Member Regulation, Sales Practice The candidate... will lead and/or participate in regional or national tactical initiatives as requested by Member Regulation senior management. Will serve... as a key member of the regional management team in Member Regulation-Sales Practice by providing strategic... and tactical advice on how to achieve department and regional goals and successfully implement regulatory programs. Develop and support the effectiveness of t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Legal Counsel The candidate will be a key partner and advisor to organizational leadership and serve as a member of the Core Leadership team responsible for the Association's vision, strategy and operating plans. Act to ensure that the Association's business strategies, policies and programs consider and are developed with full recognition of legal implications and risks while supporting our mission. Lead and manage the Legal Department while providing legal services a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Duties: Provides a high level of professional legal advice and service to the Foundation on matters assigned by the Vice President, General Counsel and Secretary (VP/GC) regarding programmatic, corporate, investment, and general legal matters. Matters can include the following areas: Compliance with non-profit tax laws and regulations, Grants and impact investments, Contracts, Advice to program staff globally as requested on legal issues relating to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney Full Time Chicago American Health Information Management Association ( read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Director, Market Regulation Operations/Services The candidate will... provide leadership and direction to the timely preparation and approval of FINRA and RSA ROC reports. Evaluates the impact of changes to relevant rules and regulations enforced by Market Regulation have on Market Regulation’s... strategy and, where appropriate, recommends approaches consistent with Market Regulation strategies and applicable legal... and regulatory requirements. Responsible for the developme... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here