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Investigator (FinOp), NCP
The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal...
law school. The intern will be responsible for researching, reviewing evidence, and drafting decisions and... appellate briefs. Other tasks may include analysis of surveillance alerts, customer complaints, and FINRA's examination schedules. The hourly rate for this position is a minimu...
fully develop the record. Research and identify the legal requirements for charges. Recommend a fair and effective outcome, accurately assessing the evidence and applying a well-reasoned... legal framework to the case. Advance settlement discussions with respondents. Conduct litigation preparation and...
with investigative staff to plan investigations and fully develop the record. Research and identify the legal requirements for charges. Recommend a fair and effective outcome, accurately assessing the evidence and applying a well-reasoned... legal framework to the case. Advance...
Litigation Counsel, Enforcement
The candidate will work under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC). Represent the organization...
organizational skills and attention to detail.
Flexibility to work remotely and travel to project sites as needed.
Salary: $75,000 - $84,300 annually
KIND Staff Attorney – CAM
KIND is seeking a Staff Attorney to provide support...
Staff Attorney, CAM
KIND is seeking a Staff Attorney to provide support to a large-scale project involving reuniting Central American children with their parents through the Central American Minors (CAM) program. The Staff Attorney will be primarily responsible for...
2024 Legal Intern- L2 Students (Year 2)-All FINRA Locations!
Join the 2024 FINRA NExT Corporate Internship Program!
Job Title: Summer 2024 Legal Intern- L2 Students (Year 2)
Job Type: Full Time
in environmental or health law and policy, environmental justice, or other relevant area of law.
Salary is based on experience and location. The salary range for a 0-1 year Associate Attorney in New York, NY is $72,700...
Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings on a wide...