Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring... Director. - Identify existing and emerging risks and support interactions... with internal and external parties. - Engage in risk monitoring activities, including complex or elevated risk firms, with minimal supervision from a Risk...
Title: Vice President, Capital Markets, Fixed Income, and Compliance... Testing Job Responsibilities: - Lead the Capital Markets, Fixed Income Specialist, and... Compliance teams, consisting of over 120 examiners and managers, setting a multi-year strategic plan and managing priorities to align with Member...
in the StratIntel mission within the organization’s Member Supervision department. Their primary responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecti...
organization, which is part of the Member Supervision department. The primary responsibilities of this position include: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on...
Director. - Identify existing and emerging risks, and interact with... internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision of a Risk Monitoring Director or designee. - Collaborate with internal departments to...
Director. - Identify existing and emerging risks, supporting the direct... manager in interactions with internal and external parties. - Engage in risk monitoring activities that involve complex or elevated risk firms under the guidance of a Risk Monitoring Director or designee. - Collabor...
on both existing and emerging risks. - Report to a... Risk Monitoring Director, supporting them in identifying risks and interacting with both internal and external parties. - Handle complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring...
Title: Vice President, Capital Markets, Fixed Income, and Compliance... Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and... Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned...
the StratIntel mission within the organization's Member Supervision department. The role involves: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investor protection....
Director. - Identify existing and emerging risks and interact with... internal and external parties. - Handle complex or elevated risk firms with guidance and minimal supervision of a Risk Monitoring Director or designee. - Collaborate with internal departments to analyze, communicate, and make...
to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision. - Collaborate with internal departments to analyze, communicate, a...
risk assessments of FINRA members, reporting directly to a Risk Monitoring Director. This senior-level position supports the Risk Monitoring Director in identifying existing and emerging risks and interacts with... both internal and external parties. Key responsibilities include: - Conducting risk monito...
of Family and Matrimonial Practice Job Title: Director of Family and Matrimonial Practice Job Responsibilities: - Lead a team of attorneys, paralegals, and legal assistants in the family and matrimonial law practice area. - Oversee all aspects of family and matrimonial law practice, including case...