Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring... Director. - Identify existing and emerging risks and interact with... internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk...
Title: Vice President, Capital Markets, Fixed Income, and Compliance... execution of the Capital Markets, Fixed Income Specialist, and... Supervision goals and collaborate with cross-functional partners. - Oversee all fixed income, capital markets, and compliance examinations, ensuring... coordination with other exam tea...
risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position supports the Risk Monitoring Director in identifying existing and emerging risks and involves interactions... with internal and external parties. - Conducts risk monitoring activities, which may incl...
a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate w...
Support the Risk Monitoring Director in identifying existing and emerging risks, and in interactions... with internal and external parties. - Perform risk monitoring activities, including those involving complex or elevated risk firms, with guidance and minimal supervision from a Risk M...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, also known as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office. The primary responsibilities include: - Designing, implementing, and...