Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring... Director. - Identify existing and emerging risks and interact with... internal and external parties. - Conduct risk monitoring activities on complex or elevated risk firms with guidance and minimal supervision from a Risk...
Support the Risk Monitoring Director by identifying existing and emerging risks and engaging with... both internal and external parties. - Perform risk monitoring activities, including handling complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring D...
a Risk Monitoring Director. - Identify existing and emerging risks in collaboration with... a Risk Monitoring Director and interact with internal and external parties. - Oversee risk monitoring activities, including those involving complex or elevated risk firms, with guidance and minimal supervisi...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with... internal and external parties in this senior-level...
Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engaging with... both internal and external parties. - Conduct risk monitoring activities, which may involve complex or elevated risk firms, under the guidance and minimal supervision of a...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, serving as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office and oversees its privacy function. The CPO is tasked with designing,...
Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring... Director. - Identify existing and emerging risks, supporting both direct... manager and interactions with internal and external parties. - Conduct risk monitoring activities, which may include complex or elevated risk firms, with guidance...
Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with... internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or design...
members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks with minimal supervision,... particularly focusing on complex or elevated risk firms. - Collaborate with internal departments to analyze, communicate, and make recommendations concerning regulatory intelligence. - Mentor and coach jun...
Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Handle complex or elevated risk firms with minimal supervision from a Risk Monitoring Director or designee. - Collaborate with internal departments to analyze, communicate, and recomme...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The...
Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring... Director. - Identify existing and emerging risks and interact with... internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk...
Title: Vice President, Capital Markets, Fixed Income, and Compliance... execution of the Capital Markets, Fixed Income Specialist, and... Supervision goals and collaborate with cross-functional partners. - Oversee all fixed income, capital markets, and compliance examinations, ensuring... coordination with other exam tea...
risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position supports the Risk Monitoring Director in identifying existing and emerging risks and involves interactions... with internal and external parties. - Conducts risk monitoring activities, which may incl...
a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate w...
Support the Risk Monitoring Director in identifying existing and emerging risks, and in interactions... with internal and external parties. - Perform risk monitoring activities, including those involving complex or elevated risk firms, with guidance and minimal supervision from a Risk M...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, also known as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office. The primary responsibilities include: - Designing, implementing, and...