Save your search progress and never miss an update
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies...
Senior Appellate Counsel works under the Vice President, Litigation to execute the Enforcement Department’s national appellate program. Essential Job Functions: Represent Enforcement in appeals before the National Adjudicatory Council by briefing or arguing ; Coach other Enforcement attorneys briefing and arguing appeals. Independently...
personnel from the legal industry. We not only have... the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney The candidate should possess 2+ years' experience to join growing Financial Institutions Regulatory Practice Group.... Must have......
$175,600 to $345,700 (depending on location and experience) - Experience: Minimum of 10 years in the securities industry with knowledge of FINRA's... Corporate Financing Rules Department Information - Department Name: Corporate Financing Department - Organization Name: FINRA (Financ...
is a global network of firms committed to delivering quality in assurance, tax and advisory services. We help resolve complex issues for our clients and identify opportunities. Learn more about us at . At PwC, we are committed to...
Regulation and Policy (Inclusive Financial Systems) Apply locations... Seattle, WA Washington, DC time type Full time posted on Posted Yesterday time left to apply End Date: January 28, 2025 (9 days...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
law firm in Washington, DC is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The candidate will provide comprehensive legal advice and guidance to clients on matters related to registered investment companies, including mutual funds, ETFs,...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...