Title: Vice President, Capital Markets, Fixed Income, and Compliance... execution of the Capital Markets, Fixed Income Specialist, and... Supervision goals and collaborate with cross-functional partners. - Oversee all fixed income, capital markets, and compliance examinations, ensuring... coordination with other exam tea...
Corporate Counsel Job Title Sr. Corporate Counsel Job Responsibilities - Provide legal guidance to the CTO and sales organizations to develop strategies that drive the technology business forward. - Negotiate and draft contracts and license agreements with private-sector partners and federal clients, including SAAS agreements,...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, also known as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office. The primary responsibilities include: - Designing, implementing, and...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
President, Enforcement Legal The candidate leads, manages, strategizes, and advises Chief Counsels and their teams on timely high-impact and noteworthy investigations and disciplinary actions in coordination with the other VP Enforcement Legal and the organization's Regulatory Operations partners, as well as managing the performance of the Enforcement attorney teams. Works closely with the Enforcement's Head of Investigations in monitoring and advising on high-impact an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- OFDMI - PIPES Duties: Analyze trading activity for indications of potential insider trading or fraudulent activity related to private placement transactions (PIPEs) and equity crowdfunding offerings. Conduct routine reviews and investigations of possible violations of rules and the federal securities laws. Conduct telephone interviews, including on-the-record testimony, of registered and associated persons, investors and others to develop a sufficient investig... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Pipes Surveillance The candidate will be responsible for detecting and investigating potential violations related to equity crowd funding as allowed under Title III of the JOBS Act. The Assistant Director will support senior management in the overall administration and the discharge of responsibilities of the PIPEs Surveillance Section. Responsible for ensuring that all PIPEs and crowdfunding review and investigations are planned, assigned, and completed... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SVP of Market Regulation Enforcement (“SVP-Market Reg”) supervises the specialized attorneys and managers who are dedicated to counseling Market Regulation staff and resolving disciplinary matters arising from surveillance and examinations by the Department of Market Regulation. The SVP-Market Reg provides senior level guidance on the appropriate resolution of Market Regulation matters, and facilitates an ongoing dialogue about decision-making to achieve ti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Principal Investigator, PIPES Duties: Analyze trading activity for indications of potential insider trading or fraudulent activity related to private placement transactions (PIPEs) and equity crowdfunding offerings. Conduct routine reviews and complex investigations of possible violations of rules and the federal securities laws. Conduct telephone interviews, including on-the-record testimony when necessary, of registered and associated persons, investors and other... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
is looking for a Director, Insider Trading Investigations to join the Surveillance Section of its National Compliance and Regulatory Services (NCRS) Division. The Director will be responsible for supervising staff, with limited supervision and an advanced level of independent decision making, in the execution of reviews and investigations to achieve department-wide and corporate goals. Job Responsibilities: • Supervise staff, with limited supervision and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Office of Fraud Detection, and Market Intelligence Duties: Work with senior management in the strategic operations of the Department. Will be expected to interact in a positive manner with all internal/external constituents including representatives of the SEC, criminal authorities and State regulators. Assist senior management in the identification of high risk matters warranting investigation and/or referral. Function as the lead investigator in more com... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Bluesheets The candidate will manage the overall administration and the discharge of responsibilities of the Blue Sheets Section. The Assistant Director will plan, coordinate, and oversee assigned staff activities to ensure consistent work processes and production, and the efficient flow of work product and information. Primarily responsible for the leadership, direction, and management of assigned staff. Plan and coordinate assigned staff activities to e... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Undergraduate Intern-Technology-Rockville, MD Requisition ID 2654 Full/Part Time Full-time Location Rockville MD Description We Work to Protect Investors. Join our Team. 2010 Summer Internship Program We are dedicated to providing you an opportunity to gain real-life exposure to the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we expect you... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Undergraduate Intern - Rockville, MD Requisition ID 2651 Full/Part Time Part-time Location Rockville MD Description We Work to Protect Investors. Join our Team. 2010 Summer Internship Program We are dedicated to providing you an opportunity to gain real-life exposure to the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we expect you... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here