Director. - Identify existing and emerging risks and interact with... internal and external parties. - Handle complex or elevated risk firms with guidance and minimal supervision of a Risk Monitoring Director or designee. - Collaborate with internal departments to analyze, communicate, and make...
to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision. - Collaborate with internal departments to analyze, communicate, a...
risk assessments of FINRA members, reporting directly to a Risk Monitoring Director. This senior-level position supports the Risk Monitoring Director in identifying existing and emerging risks and interacts with... both internal and external parties. Key responsibilities include: - Conducting risk monito...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Strategic leadership for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and assigned firms. - Develop and manage a multi-year strategic plan aligning with...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Director, Sustainability Management Duties: Play a leading role in Sustainability Management practice, which incorporates approaches to strategy, corporate governance, stakeholder engagement, and sustainability reporting. Will work closely with the team to create content, develop business opportunities, and deliver consulting and grant-funded projects that provide high value to members and other leading companies that are interested in improving their sustainabil... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Legal Advisor The candidate will chair the Legal Advisory Committee and oversee its activities which include: Developing the overall advocacy strategy that is impact-driven and consistent with company’s mission and comparative advantage, and is integrated throughout all of company’s work. Identifying key company issues suited to large-scale... campaigns; with partners, design innovative campaign strategies in order to further local, national, and international policy... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel The candidate will be responsible for the legal structuring, documentation and regulatory execution of a new Blended Finance gender lens investment vehicle. Will be responsible for leading all legal activities of the fund; exploring the establishment of a retail loan fund; and supporting the day to day management of legal issues for company. Also help build and... implement policies, procedures and systems to support the compliance and regulatory needs... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Assistant General Counsel **Reputed Firm** is looking for a talented Senior Assistant General Counsel to join their team. This is a remote position that reports directly to the Chief Legal Officer. The Senior Associate General Counsel will provide legal advice to the Company’s Executive Officers and Board of Directors and be responsible for a variety of complex legal projects. **Job Responsibilities:** - Provide legal support by completing projects assigned... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
are currently looking for two Senior Vice Presidents to join our Enforcement Legal team. The Senior Vice President, Enforcement Legal role acts as a senior legal advisor to the EVP of Enforcement, responsible for monitoring and advising on high-impact and noteworthy investigations and disciplinary actions, including litigation, across the department and in coordination with FINRA’s Regulatory Operations partners, as well as managing the performance of the Enforcem... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant/Information Specialist Full-time New York-New York Job Posting:Jun 25, 2010 - Requisition ID 000132 Job Description Case Assistant/Information Specialist( Job Number: 000132) Description We Work to Protect Investors. Join our Team. read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Description Enforcement Counsel - New York, NY( Job Number: 000518) Description We Work to Protect Investors. Join our Team. read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
East Africa Legal Counsel Position Type : Full Time Open Date : 05/31/11 Position Description : EAST AFRICA LEGAL COUNSEL read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Overview Related Jobs * Jobs at Financial Industry Regulatory Authority Inc. * Risk Management jobs near New York, NY * Advanced Job Search Hiring Company: Financial Industry Regulatory Authority... Inc. Location: New York, NY Job Type: Full Time Company Sector: Risk Management Years... of Experience: 7+ to 10 years Posted: 6/28/2011 APPLY NOW SAVE JOB EMAIL JOB Job Description We Work to Protect Investors. Join our Team... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Description Extern (Legal/Undergraduate) - New York, NY( Job Number: 001244) Description We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (**Members Only** and how read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here