division of the organization's Member Supervision department. This position is pivotal in enhancing investor protection and market integrity through informed regulatory decisions. The key responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophistic...
Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and facilitate interactions... with internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Direct...
to a Risk Monitoring Director. - Support the Risk Monitoring Director by identifying existing and emerging risks and interacting with... internal and external parties. - Perform risk monitoring activities, including those involving complex or elevated risk firms, with guidance and minimal supervision. -...
to a Risk Monitoring Director. - Identify existing and emerging risks and assist in... interactions with internal and external parties. - Conduct risk monitoring activities, including complex or elevated risk firms, with minimal supervision from a Risk Monitoring Director or designee. - Collabo...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a key role within the StratIntel division of the organization's Member Supervision department. This position is responsible for delivering proactive intelligence that supports investor protection and market integrity. The specialist is...