mission within the organization's Member Supervision department. This role is responsible for: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investor pr...
Support the Risk Monitoring Director by identifying existing and emerging risks and engaging with... both internal and external parties. - Perform risk monitoring activities, including handling complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring D...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with... internal and external parties in this senior-level...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, serving as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office and oversees its privacy function. The CPO is tasked with designing,...
Risk Monitoring Director. - Identify existing and emerging risks and interact with... internal and external parties. - Conduct risk monitoring activities on complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate with...
the Member Supervision department of the organization. The role involves leading complex analytical projects to identify emerging market risks with minimal... supervision. The responsibilities include developing sophisticated frameworks to evaluate high-impact threats and providing expert insights on strategic targets affecting...
Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with... internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or design...
the StratIntel mission within the organization’s Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investor pr...
Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Handle complex or elevated risk firms with minimal supervision from a Risk Monitoring Director or designee. - Collaborate with internal departments to analyze, communicate, and recomme...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The...
Risk Monitoring Director. - Identify existing and emerging risks, supporting both direct... manager and interactions with internal and external parties. - Conduct risk monitoring activities, which may include complex or elevated risk firms, with guidance and minimal supervision of a Risk M...
the StratIntel mission within the organization's Member Supervision department. The key responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investo...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic leader for the Firm Grouping, setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate with cross-functional partners...
the StratIntel division of the organization's Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investor pro...
risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position supports the Risk Monitoring Director in identifying existing and emerging risks and involves interactions... with internal and external parties. - Conducts risk monitoring activities, which may incl...
a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate w...
Support the Risk Monitoring Director in identifying existing and emerging risks, and in interactions... with internal and external parties. - Perform risk monitoring activities, including those involving complex or elevated risk firms, with guidance and minimal supervision from a Risk M...
Risk Monitoring Director. - Identify existing and emerging risks and interact with... internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate with intern...
StratIntel within the organization's Member Supervision department. The primary responsibilities include leading complex analytical projects to identify emerging market risks with minimal... supervision, developing sophisticated frameworks to evaluate high-impact threats, and providing expert insights on strategic targets affecting investor prot...