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Friendly Job Title: Principal Investigator, Specialist Team - All FINRA Locations H1: Join Our Team as a Principal Investigator for FINRA H2: Conduct High Complexity Investigations and Make a Difference in the Securities Industry Organization: FINRA (Financial...
Counsel, Enforcement (Salary: Competitive) The Principal Counsel, Enforcement position at FINRA is a full-time role that requires a minimum of seven years of relevant legal experience in the financial regulatory space. The successful candidate will be responsible for performing...
500 words, maximum 3000 words Job Title: Principal Analyst, Dispute Resolution Services Training Organization: FINRA Department: Dispute Resolution Services Salary Information: California: Minimum Salary $106,400, Maximum Salary $200,200 Washington, DC: Minimum Salary $106,400 Maximum Salary $191,800 Colorado/Hawaii:...
Director, Special Investigations Unit - Any Finra Location Full-time position Job Requisition ID: R-007744 FINRA (Financial Industry Regulatory Authority) is seeking a Senior Director for their Special Investigations Unit (SIU) to oversee anti-money laundering (AML) and anti-fraud...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...