strategic partner to internal teams, assisting in defining the role of legal within business operations. - Evaluate legal risks and offer practical, solution-oriented advice. - Draft, review, and negotiate corporate resolutions, contracts, policies, and... other legal documents. - Support compliance efforts and cor...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Analyst, Private Placement Duties: Conducts independent... investigations of potential rule violations relating to corporate financing activities, including the... review of private placement filings, received as... a complaint or inquiries from the public, members, district offices or other regulatory organizations. In conducting complaint or inquiry investigations, reviews materials, gathers additional facts, provides written comments, and summarizes the results into an investigati... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator, Corporate Financing Duties: Reviews member... corporate financing activity for compliance... with Authority and SEC rules and other securities laws. Conducts investigations of cases which have been identified as potential areas of concern relating to private placements and other. This... is intermediate-level professional work in which incumbents are performing their assigned roles, developing job-related skills, and working under limited supervision. Conducts independe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Intermediate-level Analyst The candidate reviews member’s corporate financing activity for compliance... with FINRA and SEC rules and other securities laws. Conducts investigations of cases which have been identified as potential areas of concern relating to private placements and other capital... raising activities. Conducts independent reviews and investigations of potential rule violations relating to private placement filings, as well... as complaints or inquiries received from... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Reviews member corporate financing activity for compliance... with FINRA and SEC rules and other securities laws. The Senior Analyst conducts investigations of cases which have been identified as potential areas of concern relating to private placements and other. This... is intermediate-level professional work in which incumbents are performing their assigned roles, developing job-related skills, and working under limited supervision. Essentia... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator II, Corporate Financing The candidate will... review member corporate financing activity for compliance... with FINRA and SEC rules and other securities laws. Conducts investigations of cases which have been identified as potential areas of concern relating to private placements and other. Essential... job functions: Conducts independent investigations of potential rule violations relating to corporate financing activities, including the... review of private placement filin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney II - Corporate Financing The candidate will... perform a variety of specific duties, including applying advanced analytical skills in order to provide legal research and interpretations regarding laws, rules, and regulations, conducting complex investigations related to private placements and other corporate financing activities, reviewing member... compliance with the Organization and SEC rules, and drafting documents with legal analysis. Will plan for and participate in... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator II, Corporate Financing Duties: Reviews member... corporate financing activity for compliance... with organisation and SEC rules and other securities laws. Conducts investigations of cases which have been identified as potential areas of concern relating to private placements and other. Conducts... independent investigations of potential rule violations relating to corporate financing activities, including the... review of private placement filings, received as... a complaint... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator II, Corporate Financing The candidate conducts... independent investigations of potential rule violations relating to corporate financing activities, including the... review of private placement filings, received as... a complaint or inquiries from the public, members, district offices or other regulatory organizations. Reviews materials, gathers additional facts, provides written comments, and summarizes the results into an investigative memorandum. Provides support in... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator - OFDMI - PIPES Duties: Analyze trading activity for indications of potential insider trading or fraudulent activity related to private placement transactions (PIPEs) and... equity crowdfunding offerings. Conduct routine... reviews and investigations of possible violations of rules and the federal securities laws. Conduct telephone interviews, including on-the-record testimony, of registered and associated persons, investors and others to develop a sufficient investig... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investigator The candidate will conduct routine reviews and investigations of unusual market activity for evidence of potential insider trading and other violations related to private placement transactions, and conducts... investigations of potential violations related to equity crowdfunding under Title III... of the JOBS Act. Will analyze trading activity for indications of potential insider trading or fraudulent activity related to private placement transactions (PIPEs) and... equ... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here