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Job Title: Assistant General Counsel - Regulatory /... Legal Experience Information: The ideal candidate for this position will have a minimum of 8 years of professional experience in healthcare litigation, regulatory, or transactional law. This experience can come...
Associate General Counsel, Broker-Dealer/Investment Advisor Group... The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering...
Attorney – Asian & Pacific Islander (API) Community Outreach Project ALL OPPORTUNITIES Position: - Managing Attorney – Asian & Pacific Islander Community Outreach Project Location: - Ron Olson Justice Center Salary: - $114, to $138k annual/DOE...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...