Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst within the Office of Strategic Engagement (OSE) team is tasked with supporting the External Strategic Engagements leadership team. This includes representing the team where appropriate and leading the...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic direction and execution of the Examinations Program for the Firm Group, ensuring effectiveness, efficiency, and alignment with Member Supervision goals and vision. - Set multi-year strategic...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate Paralegal/Executive Legal Assistant Duties:... Performs a variety of paralegal duties and executive assistant functions of a confidential nature to support the General Counsel and Compliance Officer and other executives... as needed. Manages the organization’s contract administration process, corporate documents, records and filings... and manages corporate closings. Prepares administrative and... specialized legal documents coordinates requests for documents and information... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President and Regional Director, Member Regulation, Sales Practice Duties: Will lead, manage and direct the overall operations of the South Region's District Offices, including its core regulatory programs pursuant to company's guidelines and requirements, including leading and participating in national strategic and tactical initiatives. As a senior-level manager and company's officer, represent company and Member Regulation before various constituents internall... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Retiree Helpline The candidate will: Assist in the leadership, oversight and supervision of the Securities Helpline for Retirees. Provides retiree investors across the Nation with a supportive place to raise issues and get assistance from knowledgeable staff members related to concerns they have with their brokerage accounts and investments. Focuses on assisting retiree investors 65 years or older. Charged with ensuring matters associated with retiree i... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Retiree Helpline Duties: To assist in the leadership, oversight and supervision of the Securities Helpline for Retirees. Provides retiree investors across the Nation with a supportive place to raise issues and get assistance from knowledgeable staff members related to concerns they have with their brokerage accounts and investments. Manage team of analysts to ensure that assigned matters are properly reviewed and investigated in a timely manner. Respons... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Paralegal Responsibilities: Manages the... organization’s contract administration process, organizes corporate documents including all legal... department agreements, corporation files, contracts, real estate documents, leases, litigation and general files. Reviews and creates contracts and other documents under attorney supervision and expected to prepare, and/or revise and distribute various other hospital and legal forms. Manages corporate governance materials inclu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Paralegal The candidate will... manage the organization's contract administration process, organizes corporate documents including all legal... department agreements, corporation files, contracts, real estate documents, leases, litigation and general files. Review and create contracts and other documents under attorney supervision and expected to prepare, and/or revise and distribute various other hospital and legal forms. Manage corporate governance materials including ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Corporate Counsel The candidate will... provide comprehensive, hands-on legal counsel to the Company and its management. Provide advice on matters relating to firm's and its subsidiaries as assigned by the General Counsel including, drafting and reviewing commercial agreements, corporate governance, marketing and privacy... compliance, assisting with litigation management/resolution,... M&A, employment matters, and engaging/directing external legal counsel. Serve as a value... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and oversee mediation operations. Increase the number of securities related disputes settled through mediation, thereby increasing customer and industry satisfaction by facilitating efficient resolution of disputes Essential Job Functions: Mediation Program Administration • Direct oversight of mediation program nationally including cases in which the parties agree to media... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance and Governance Principal Counsel,... Office of the Corporate Secretary Duties: Under the... guidance of the Vice President, responsible for departmental compliance functions and initiatives for... the Office of the Corporate Secretary, including creating, interpreting,... advising on, monitoring, and maintaining various Board-level conflicts-of-interest and governance policies and procedures; coordinating timely and strategic responses on behalf of Board and External Relation... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Principal Advisor and Counsel, Market Regulation - Market Manipulations The candidate will assist the Senior Vice President, Market Manipulations (SVP) in the oversight of intra-departmental and inter-departmental initiatives, advise on regulatory policy formulation and provide expert interpretative guidance on regulatory matters for the Department, work in partnership with the Enforcement Department on complex/high-profile investigations, and represent the SVP and th... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here