Title Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. This includes setting a multi-year strategic...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting a multi-year strategic plan and managing priorities to align with the goals and vision of Member Supervision. - Work closely with cross-functional partners...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is an advanced expert-level position within the Strategic Intelligence & Analytics (StratIntel) organization, which is part of the Member Supervision department. This role involves utilizing an expanded skillset and expertise...
Title: Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in contributing to Enforcement's investigations and making decisions on whether to bring disciplinary actions against individuals and firms within the financial industry. These...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Description Director, CRP Regulatory Compliance-1100010432 Description This individual will contribute to the organization's mission and vision by assisting the CHI Vice President and Corporate Responsibility Officer in the planning, design, implementation and maintenance of system-wide compliance programs, policies and procedures. This individual will serve as the technical compliance expert charged with monitoring, interpreting and educating on healthcare regul... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Description Director, CRP Senior Services Compliance-1100010434 Description This individual will contribute to the organization's mission and vision by assisting the CHI Vice President and Corporate Responsibility Officer in the planning, design, implementation and maintenance of system-wide compliance programs, policies and procedures. This individual will serve as the compliance expert charged with monitoring, interpreting and educating on healthcare regulation... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Contracts Analyst I The candidate supports ITS Contracts Manager with contracts research and data collection. Supports ITS Contracts Manager with contract intake, include request quality screening and the assignment of contract review requests to members of the Vendor Management contracting team. Operates contract signature process including obtaining necessary organization and vendor signatures and maintaining contract filing system. Tracks status of ongoing contract ne... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Transaction Compliance Duties: Contribute to the organization’s mission and vision by assisting the Vice President Corporate Responsibility in coordinating compliance due diligence work efforts involving organizational growth and divestiture activities. Will assist leadership with the planning, design, implementation and maintenance of system-wide compliance programs, policies and procedures. May be the CRO for one or more market based organizations. Responsible... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Transaction Compliance Duties: Contribute to the organization’s mission and vision by assisting the Vice President Corporate Responsibility in coordinating compliance due diligence work efforts involving organizational growth and divestiture activities. Will assist CRP leadership with the planning, design, implementation and maintenance of system-wide compliance programs, policies and procedures. May be the CRO for one or more market based organizations. Will be... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant Duties: Provides litigation support to advance the mission of the Environmental Law Program and Club campaigns, conducts legal and factual research, and manages programmatic aspects of ELP. Provides support in three major categories: Litigation - prepares documents, submits filings, drafts standing declarations, submits records requests, creates and maintains Excel databases, supports "new matter form" process, conducts factual research serving litigation ne... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
DUTIES: Provides assistance with all cases, including research, document drafting, hearings, depositions and trials. Proofreads, cite checks and files legal documents. Screens and performs intake calls, summarizes intakes for attorneys’ consideration. Meets weekly with Legal Program attorneys to discuss status of cases and intakes. Codes and manages all documents obtained through discovery. Responsible for management of all Court documents and those obtained thro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
## Senior Litigation Counsel (Disciplinary) - Enforcement - Any FINRA Location FINRA is currently seeking an experienced Senior Litigation Counsel (Disciplinary) to join their Enforcement team. This individual will work under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC). **Essential Job Func... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
## Senior Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel works under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC). This role is open to any FINRA location. ### Essential Job Functions: * Represent FINRA in a first or second chair capacity in complex d... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate joins the Environmental Law Program department. Oversees a team of lawyers and paralegals litigating key Club environmental and energy cases and implementing legal strategies that support Club's national campaigns. Incorporates Club's commitment to equity and social justice in all aspects of work. Also provides guidance and general supervision as a member of the Law Program management team; engages in fundraising and media work; works with tec... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here