**Members Only** program within the organization's Member Supervision department. This position is integral to the Financial Intelligence Fusion Center (FIFC), tasked with aggregating, analyzing, and disseminating real-time intelligence from various sources, including member firms, regulators, and law enforcement. The specialist's responsibi...
Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors... Program play a crucial role in the investigations and decisions regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position provides substantive hands-on legal...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Rights Attorney III The candidate will provide quality legal services to families with experience in working with crime victims. Represent and file appearances in criminal cases for victims of crime as an attorney for the victim to assure their rights as crime victims are protected. Under the Crime Victim Bill of Rights and under the Federal Law. Conduct comprehensive client assessment and works with more complex cases involving multiple victimization types. Assist... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Trading and Execution Duties: Provides operational support to the SVP, T&E in the administration of the T&E Department. Works closely with the SVP and the Department's senior leadership team in achieving departmental goals, as well as developing, coordinating, and implementing individual and cross-T&E group initiatives/strategies related to T&E's examination, risk monitoring, investigative, and reporting responsibilities. Works with the SVP, T&E in developin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Principal Advisor and Counsel, Market Regulation - Market Manipulations The candidate will assist the Senior Vice President, Market Manipulations (SVP) in the oversight of intra-departmental and inter-departmental initiatives, advise on regulatory policy formulation and provide expert interpretative guidance on regulatory matters for the Department, work in partnership with the Enforcement Department on complex/high-profile investigations,... and represent the SVP and th... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal, Enforcement Duties: Provide litigation... and administrative support to legal staff of Department of Enforcement. Litigation Support – handle... paralegal tasks relating to all disciplinary matters at the direction of the regional attorneys such as assisting with indexing documents, digesting transcripts, organizing evidence, preparing exhibits and exhibits lists, etc. Cite-check, shepardize and finalize briefs and other pleadings; prepare tables of contents and tab... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal, Enforcement Duties: Provide litigation and... administrative support to legal staff of Department of Enforcement. Handle paralegal tasks relating... to all disciplinary matters at the directions of the regional attorney such as assisting with indexing documents, digesting transcripts, organizing evidence, preparing exhibits and exhibits lists, etc., Cite-check, Shepardize and finalize briefs and other pleadings; prepare tables of contents and tables of authorities. Assi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager Responsibilities: To serve as a channel of communication to receive and direct compliance issues to appropriate resources for investigation and resolution. Acts as staff to the General Counsel by monitoring and reporting results of the compliance/ethics efforts of the Association, providing guidance to senior management on matters relating to compliance. Implement all necessary actions to ensure achievement of the objectives of an effective compliance pr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager Responsibilities: To serve as a channel of communication to receive and direct compliance issues to appropriate resources for investigation and resolution. Acts as staff to the General Counsel by monitoring and reporting results of the compliance/ethics efforts of the Association, providing guidance to senior management on matters relating to compliance. The Compliance Manager, together with the Compliance Committee, is authorized to implement all necess... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
We Work to Protect Investors. Join Our Team. 2016 Fall Extern Program We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Chicago, IL... . This position is UNPAID and students must receive school credit to be eligible to participate . The selected student will work part-time , approximately 20 hours a week, during the school term. The Externship Program runs concurrent to the school’s term. To be considered f... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal, Market Regulation Enforcement The candidate will provide... paralegal and administrative support including, maintaining the Enforcement docket (CBOE/C2), preparing and... maintaining records and hearing materials, drafting correspondence, developing and generating various reports, summarizing transcripts and preparing settlement documents. Will work independently on many projects, they will also perform work at the direction of attorneys and other staff members. Reviews... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of Compliance Other Posted: September 8, 2018 Full-Time Chicago, IL, United States **Members Only** has been the engine of change that empowers families to reach their greatest potential and positively impact their communities. Metropolitan is Illinois’ first comprehensive human services agency and rea... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here