Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic direction and execution of the Examinations Program for the Firm Group, ensuring effectiveness, efficiency, and alignment with Member Supervision goals and vision. - Set multi-year strategic...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist holds an advanced expert-level position that involves a comprehensive set of responsibilities aligned with the mission of the **Members Only** department. The specialist's primary responsibilities include: - Collaborating across the organization and...
Title: Associate, HONORS Program Job Responsibilities: **Members Only** Enforcement Associates, Honors Program make meaningful contributions to Enforcement’s investigations and decisions about whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates gain substantive hands-on legal experience that develops...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Intern-Member Regulation-Boca Raton Requisition ID 2637 Full/Part Time Full-time Location Boca Raton FL Description 2010 Summer Internship Program We are dedicated to providing you an opportunity to gain real-life exposure to the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we expect you to bring a strong results orientation and a commi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Description Legal Graduate Intern - Enforcement - Boca Raton, FL( Job Number: 000582) Description We Work to Protect Investors. Join our Team. 2011 Summer Internship Program read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President and Regional Director, Member Regulation, Sales Practice Duties: Will lead, manage and direct the overall operations of the South Region's District Offices, including its core regulatory programs pursuant to company's guidelines and requirements, including leading and participating in national strategic and tactical initiatives. As a senior-level manager and company's officer, represent company and Member Regulation before various constituents internall... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Summer Internship Program Interns will work in Member Regulations department. The Summer Internship Program runs from May 18, 2015 through August 7, 2015. Provide an individual with the opportunity to develop the requisite skills and knowledge to conduct FINRA examinations to ensure brokerage firms and registered securities representatives are in compliance with securities rules and regulations. Achieve an understanding and working knowledge of company's role and respon... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Summer Internship- Office of General Counsel The candidate will join the corporate Internship Program offering practical, hands-on experience with the largest independent regulator for all securities firms doing business in the United States.... Program runs from late May to mid-August. Interns work a maximum of 40 hours per week at a competitive hourly pay rate. Ideal candidates are majors in finance, accounting, business administration, information technology, or... pursuing a m... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Summer Internship- Member Regulation The candidate will join the corporate Internship Program offering practical, hands-on experience with the largest independent regulator for all securities firms doing business in the United States.... Program runs from late May to mid-August. Interns work a maximum of 40 hours per week at a competitive hourly pay rate. Ideal candidates are majors in finance, accounting, business administration, information technology, or... pursuing a master's... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Summer Internship- Dispute Resolution The candidate will join the corporate Internship Program offering practical, hands-on experience with the largest independent regulator for all securities firms doing business in the United States.... Program runs from late May to mid-August. Interns work a maximum of 40 hours per week at a competitive hourly pay rate. Ideal candidates are majors in finance, accounting, business administration, information technology, or... pursuing a master's... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Summer Internship- Enforcement The candidate will join the corporate Internship Program offering practical, hands-on experience with the largest independent regulator for all securities firms doing business in the United States.... Program runs from late May to mid-August. Interns work a maximum of 40 hours per week at a competitive hourly pay rate. Ideal candidates are majors in finance, accounting, business administration, information technology, or... pursuing a master's degree... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Summer Internship- Human Resources The candidate will join the corporate Internship Program offering practical, hands-on experience with the largest independent regulator for all securities firms doing business in the United States.... Program runs from late May to mid-August. Interns work a maximum of 40 hours per week at a competitive hourly pay rate. Ideal candidates are majors in finance, accounting, business administration, information technology, or... pursuing a master's de... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Summer Internship- Internal Audit The candidate will join the corporate Internship Program offering practical, hands-on experience with the largest independent regulator for all securities firms doing business in the United States.... Program runs from late May to mid-August. Interns work a maximum of 40 hours per week at a competitive hourly pay rate. Ideal candidates are majors in finance, accounting, business administration, information technology, or... pursuing a master's deg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here