Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is a professional position within the Strategic Intelligence & Analytics (StratIntel) division of the organization’s Member Supervision department. The role involves utilizing an expanded skill set and expertise in the...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a key player in the mission of StratIntel within the organization’s Member Supervision department, which focuses on delivering proactive intelligence to enhance investor protection and market integrity. Responsibilities include: - Leading complex...
Title: Energy Unit Paralegal Job Responsibilities: The Energy Unit Paralegal will engage in a variety of tasks to support the mission of the department in advocating for accessible and affordable utilities for low-income residents. The key responsibilities include: - Conducting interviews with Energy...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with internal...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members under the supervision of a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagement is tasked with supporting the leadership team in External Strategic Engagements. The role involves developing high-impact publications, speaker preparation materials, and other...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the direct manager by identifying existing and emerging risks and facilitating interactions with...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the organization’s Member Supervision department, specifically within StratIntel, by contributing to the mission of enhancing investor protection and market integrity. The core responsibilities include: - Leading complex analytical...
Title: Family Advocacy Unit Paralegal Job Responsibilities: The Family Advocacy Unit Paralegal is tasked with a range of responsibilities that are crucial for the effective representation and advocacy of parents involved in the Philadelphia child welfare system. Under the supervision of an...
Title: Staff Attorney - Family Advocacy Unit Job Responsibilities: The Staff Attorney position within the Family Advocacy Unit (FAU) at the organization involves providing legal representation and advocacy for parents involved in the Philadelphia child welfare system. Attorneys in this role are...
TITLE Managing Attorney JOB RESPONSIBILITIES The Managing Attorney at the organization is responsible for overseeing the effective delivery of legal services. This includes supervising substantive unit supervisors and supporting the Executive Director in overall program management. Key responsibilities include: Legal Oversight & Compliance - Oversee...
Title: Health and Independence Unit – Paralegal Job Responsibilities: The paralegal position within the Health and Independence Unit at the organization involves a variety of critical duties aimed at assisting clients with accessing public benefits. The responsibilities include: - Regularly conducting intake sessions...
Title: Intake Paralegal - Health and Independence Unit Job Responsibilities: The intake paralegal for the Health and Independence Unit (H&I) at the organization will perform a variety of duties essential for aiding clients in accessing public benefits that provide necessary income and...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic examinations leader accountable for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and assigned firms. - Set a multi-year strategic...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: The Vice President of Capital Markets, Fixed Income, and Compliance Testing is a strategic leader responsible for overseeing the Capital Markets, Fixed Income Specialist, and Compliance teams within the organization's...
Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program are integral to the investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. This entry-level position provides substantive hands-on legal experience and...
legal advice and support to the organization in various areas for clinical, strategic, and business operations. - Assist in the preparation, review, and negotiation of documents for complex transactions, including agreements related to clinical research,... procurement, information technology, managed care, emp...