Title: Legal Archives Intern Job Responsibilities: - Draft legal research memos on the legal ethics of preserving and publicizing historical case files. At least one memo will be closely reviewed and edited by the Archives Counsel, providing the intern with a strong...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Director - Market Regulation The candidate will assist the Vice President and Deputy, Market Regulation, in the oversight of the Office of Market Regulation, including the management of the Regulatory Audit Liaison and Training functions, and the coordination of interdepartmental initiatives, advise Deputy and EVP on regulatory policy formulation and risk management as well as issues related to regulatory requests and quality assurance initiatives. Represent Deputy an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Office of Fraud Detection, and Market Intelligence Duties: Work with senior management in the strategic operations of the Department. Will be expected to interact in a positive manner with all internal/external constituents including representatives of the SEC, criminal authorities and State regulators. Assist senior management in the identification of high risk matters warranting investigation and/or referral. Function as the lead investigator in more com... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Market Regulation, Legal Duties: Participation in examinations, investigations and disciplinary proceedings on behalf of the Market Regulation Department (Department) for violations of the Association's rules and the federal securities laws and provides legal advice and counsel to the staff of the Department. Under the direct supervision of the Chief Counsel, Litigation, or Assistant Chief Counsel, Quality of Markets to the Market Regulation Department... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Advisor and Counsel, Market Regulation-Quality of Markets Duties: To assist the Executive Vice President, Market Regulation-Quality of Markets, in the coordination and oversight of intra-departmental and inter-departmental initiatives, advise on regulatory policy formulation and represent the Department at meetings with internal and external constituents. Will also apply expert analytical skills and provide advice on the development and implementation of departmental... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst, Market Regulation-Trading Analysis Duties: Conducts investigations based on referrals received from client(s) and other internal and external sources, under the direct supervision of management. Compiles and organizes information from a variety of sources to be used in the development of investigations of potentially violative activity under the direct supervision of management. Through the review/investigative process the Analyst will resolve situations t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst, Market Regulation-Trading Analysis Duties: Conducts investigations based on referrals received from client(s) and other internal and external sources, under the direct supervision of management. Compiles and organizes information from a variety of sources to be used in the development of investigations of potentially violative activity under the direct supervision of management. Through the review/investigative process the Analyst will resolve situations t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, Market Regulation Enforcement The candidate will be responsible for managing Enforcement outcomes and implementing priorities for the Enforcement department, ensuring maximum productivity and effectiveness with a large and complex caseload. Manages a team of attorneys and directors, who may be located in different offices, with a widely diverse docket of cases covering a number of subject matter areas. Provide guidance to attorneys and directors regarding prop... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Enforcement Chief Counsel leads teams of Enforcement directors and the attorneys who report to them, to manage Enforcement cases through all stages from inception to completion. The Chief Counsel is a senior legal advisor to Enforcement and is responsible for achieving consistent and foreseeable Enforcement outcomes, including by identifying interpretive issues and collaborating with other senior managers across FINRA to develop an effective regulatory response. The Ch... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Office of Fraud Detection & Market Intelligence Duties: Assisting the Executive Vice President in managing the Department’s strategic operations; working closely with the EVP and OFDMI Directors to analyze, expedite and investigate complex and high-risk matters; leveraging regulatory intelligence to identify and help formulate response to emerging issues and trends that pose a threat of on-going misconduct and investor harm and serving as a liaison with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, OFDMI The candidate will have four primary areas of responsibility: (i) assisting the Executive Vice President (EVP) in managing the strategic operations of the Department; (ii) working closely with OFDMI senior management relating to operational and administrative issues that impact the Department; (iii) serving as a liaison with other company departments on cross-department operational and corporate-wide initiatives; and (iv) providing advice and guidance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here