Job Title: Law Clerk Job Responsibilities: Law clerks play a crucial role in supporting staff attorneys in providing legal assistance to clients of the organization. Their responsibilities are designed to help the organization fulfill its mission of providing access to justice for the indigent and underserved. Key duties include: - Assisting attorneys in conducting client meetings, which involves preparing for and participating in discussions with clients to understand thei
Job Title: Volunteer Paralegal Interns Job Responsibilities: - Support staff attorneys in providing legal assistance to clients of the organization. - Assist attorneys in meeting with clients, drafting legal documents, and preparing trial binders. - Conduct day-to-day litigation assignments as directed by attorneys. - Collaborate with a team of dedicated individuals with diverse skills to meet the needs of the community. - Work alongside interpreters and legal clerks to ensu
Job Title: Litigation Paralegal Job Responsibilities: As a Litigation Paralegal, you play a crucial role within the US Legal Advocacy Team, working closely with attorneys on the litigation team. Your responsibilities include performing highly advanced and specialized legal assistant work, which involves: - Acting in a confidential capacity to all attorneys at the organization. - Understanding and ensuring compliance with federal, state, and local rules for each case. - Util
Job Title: Legal Counsel, Academic Freedom Job Responsibilities: - Litigate complex cases at both appellate and trial levels, focusing particularly on First Amendment law and 42 . § 1983 civil rights actions. - Undertake immediate legal action in urgent situations and exercise initiative to investigate potential cases. - Represent clients in court and before quasi-judicial or administrative agencies of government. - Review and edit substantive legal briefs and particip...
Job Title: Legal Counsel, Corporate Engagement Job Responsibilities: - Conduct complex legal research and analysis on state and federal legislative, regulatory, and litigation opportunities to achieve the objectives of the organization's corporate engagement efforts. - Defend shareholder proposals against company no-action requests to the SEC, providing strategic input, drafting assistance, and legal representation during meetings with companies. - Produce memos, articles, m
Job Title: Senior Corporate Counsel Job Responsibilities: - Support the General Counsel in the organization's day-to-day legal operations, ensuring compliance and managing risk. - Provide expert legal guidance in areas such as corporate governance, non-profit law, tax, regulatory compliance, contracts, intellectual property (IP), privacy, data protection, human resources (HR), ethics, and risk management. - Ensure the organization's domestic and international operations
Job Title: Legal Counsel, Life Job Responsibilities: - Lead and litigate complex lawsuits in support of unborn babies and their mothers, as well as defend pro-life advocates. - Develop strategy, arguments, and testimony in preparation for the presentation of cases. - Produce high-quality legal documents, including briefs, motions, and memoranda. - Represent and argue on behalf of clients in court settings. - Perform advanced legal research on novel legal issues. - Conduct fa
Job Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: - Engage in hands-on experience by immersing in the day-to-day operations of various divisions and offices within the organization. - Contribute meaningfully to projects and initiatives that impact the organization as an integral team member. - Participate in a supportive culture that fosters learning, growth, and values every team member's voice. Education and Experience Information: - The intern
Job Title: Summer Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization are expected to immerse themselves in the day-to-day operations of various divisions and offices, gaining practical skills and insights that extend beyond the classroom. They are integral members of their teams, contributing to projects and initiatives that impact the organization. The internship offers a supportive culture with a collaborative environment where every
Job Title: Spring Internship Job Responsibilities: Interns at the organization are expected to immerse themselves in the day-to-day operations of various divisions and offices. They will gain practical skills and insights that extend beyond classroom learning. Interns are considered integral team members, contributing to projects and initiatives that have a significant impact on the organization. The internship provides an opportunity to support the investor protection missi
Job Title PCAOB Fellow Job Responsibilities - Engage in the day-to-day operations of various divisions and offices within the organization. - Contribute to meaningful projects and initiatives that align with the investor protection mission of the organization. - Work collaboratively as an integral member of the team, supporting the organization's goals. - Participate in a supportive culture that encourages learning and growth. Education and Experience Information -
Job Title: Staff Attorney Job Responsibilities: The Staff Attorney at the organization is responsible for providing legal counsel to protect the organization's rights, assets, and operations while conducting government and commercial business activities in compliance with applicable laws, Executive Orders, and policies. Key responsibilities include: - Offering legal advice on corporate business transactions and matters related to commercial, government, and international de
Job Title: Outreach Specialist Job Responsibilities: The Outreach Specialist will lead targeted outreach activities for the Community Lawyering and Development unit. The role involves developing and executing strategic, data-informed, relationship-driven outreach to communities with high needs for information about priority issues, including the Tenant Right to Counsel Project and other legal services offered by the organization. Key responsibilities include: - Building sta
Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the StratIntel mission within the organization’s Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investor ...
Job Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) is tasked with supporting the External Strategic Engagements leadership team in all facets of the group's responsibilities. This includes representing the team when necessary and leading the creation of high-impact publications, speaker preparation materials, and other messaging intended for external audiences, i
Job Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or design
Job Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks with minimal supervision, particularly focusing on complex or elevated risk firms. - Collaborate with internal departments to analyze, communicate, and make recommendations concerning regulatory intelligence. - Mentor and coach jun
Job Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Handle complex or elevated risk firms with minimal supervision from a Risk Monitoring Director or designee. - Collaborate with internal departments to analyze, communicate, and recomme
Job Title: Senior Director, Office of Chief of Staff, OCLO Job Responsibilities: - Oversee or lead cross-functional initiatives and special projects to advance strategic priorities in support of organizational objectives. This includes establishing project scope and timelines, defining measures of success, and managing teams to ensure successful completion. - Collaborate closely with executive and senior leadership to ensure effective, efficient, and timely implementation of
Job Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The CPO is tasked with designing, implementing, and operating a best-in-class privacy program for the organization. This role involves understanding the organization's risk profile and
Job Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting both direct manager and interactions with internal and external parties. - Conduct risk monitoring activities, which may include complex or elevated risk firms, with guidance and minimal supervision of a Risk M
Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the StratIntel mission within the organization's Member Supervision department. The key responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investo
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support for the complete life cycle of new regulatory initiatives, serving as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes with limited oversight. - Brief and communicate complex regulatory initiatives to senior executives, provi
Job Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic leader for the Firm Grouping, setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate with cross-functional partners outside Member Supervision, integrating Examination efforts with Regulatory Operations and ensuring connectivity with centralized and support functions. - P
Job Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. - Set multi-year strategic plans and manage priorities in alignment with Member Supervision goals and vision. - Collaborate with cross-functional partners outside Member Supervision, integrate Examination efforts with Regu
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Brief and communicate complex regulatory initiatives to senior executives, providing analysis under urgent deadlines. - Serve as a legal expert within the organization, providing ad
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support concerning the full life cycle of new regulatory initiatives. - Serve as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Communicate complex regulatory initiatives to senior executives with urgency. - Act as a legal exper
Job Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is a key professional role within the Strategic Intelligence & Analytics (StratIntel) organization, which is part of the organization's Member Supervision department. This position focuses on the collection, analysis, processing, and dissemination of strategic and tactical intelligence to support the organization's mission of investor protection and market
Job Title: Senior Program Administrator, OGC Regulation Job Responsibilities: The Senior Program Administrator at the organization serves as a pivotal support role within the Office of General Counsel (OGC), specifically aiding the Regulatory Policy, Capital Markets, and Appellate offices. This position is essential for ensuring the smooth operation of the OGC's administrative processes and programmatic functions. Key responsibilities include: - Providing high-quality admin
Job Title: Senior Program Administrator, OGC Regulation Job Responsibilities: The Senior Program Administrator in the Office of General Counsel (OGC) at the organization plays a crucial role in maintaining and enhancing the operational efficiency of the office. Responsibilities include: - Providing high-quality administrative support to ensure smooth day-to-day operations within the OGC Regulation offices. - Evaluating and refining organizational systems and workflows to en
Job Title: Supervising Attorney Job Responsibilities: - Planning and assigning the legal work of the office or unit in consultation with the Chief Attorney. - Developing and evaluating strategies to accomplish the work of the office or unit. - Supervising attorneys and paralegals, and where applicable, managing clerical employees. - Monitoring substantive legal work and providing consultation and advice to staff attorneys and paralegals. - Representing clients by maintaining
Job Title: Senior Associate Counsel Job Responsibilities: - Provide expert legal advice and support to internal stakeholders and teams within the organization's . and Global Programs departments, including the Campaigns and Organizing teams. - Serve as the primary lead on reviewing strategies, tactics, and communication materials related to public awareness and advocacy campaigns. - Support and review contracts related to the planning of fundraising and community-building
Job Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves working under the supervision of more senior attorneys, investigators, Directors, and Chief Counsels. Honors Associates engage in a variety of discrete pr
Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a critical role within the StratIntel division of the organization's Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investor pro
Job Title: Paralegal, Litigation Job Responsibilities: The Paralegal, Litigation position entails providing comprehensive paralegal support with a focus on drafting correspondence, reviewing, and responding to subpoenas and information requests. Key responsibilities include: - Reviewing, organizing, and tracking court, arbitration, and administrative subpoena requests and files. - Conducting legal and regulatory research to locate decisions and responsive documents. - Assem
Job Title: Principal Analyst, Risk Monitoring Job Responsibilities: - The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position supports the Risk Monitoring Director in identifying existing and emerging risks and involves interactions with internal and external parties. - Conducts risk monitoring activities, which may incl
Job Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagement (OSE) within the department of Member Supervision is tasked with supporting the leadership team in various high-visibility external engagements and publications. The role involves: - Owning the entire lifecycle of publications and resources for member firms and external audiences by collaborating with subject matter ex
Job Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate w
Job Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and in interactions with internal and external parties. - Perform risk monitoring activities, including those involving complex or elevated risk firms, with guidance and minimal supervision from a Risk M
Job Title: Counsel, Discovery & Litigation Job Responsibilities: - Handle the docket of information requests received by the organization, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision to respond to information requests, preserve privileges, and protect the confidentiality of information. - Determine the complexity of requests, identify applicable objections, a
Job Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, also known as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office. The primary responsibilities include: - Designing, implementing, and operating a best-in-class privacy program tailored to the organization's risk profile. - Developing and implementing policies, procedures, training, and awareness prog
Job Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate with intern
Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is integral to the mission of StratIntel within the organization's Member Supervision department. The primary responsibilities include leading complex analytical projects to identify emerging market risks with minimal supervision, developing sophisticated frameworks to evaluate high-impact threats, and providing expert insights on strategic targets affecting investor prot
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support concerning the life cycle of new regulatory initiatives. - Advise the Board of Governors and organization advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate complex regulatory initiatives to senior executives under urgent deadlines. - Serve as a legal expert within the organization in various subject areas. - Prepa
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Serve as a subject matter expert in one or more areas of legal expertise. - Advise the Board of Governors and advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate complex regulatory initiatives to senior executives under urgent deadlines. - Prepare Board mate
Job Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. Develop strategic plans aligned with Member Supervision goals and collaborate with cross-functional partners. - Oversee all fixed income, capital markets, and compliance examinations, ensuring coordination with other exam tea
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the life cycle of new regulatory initiatives. - Serve as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees on complex regulatory initiatives and rule changes. - Communicate complex regulatory initiatives to senior executives under urgent deadlines. - Provide expert advice on lega
Job Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is responsible for executing functions in support of the Strategic Intelligence & Analytics (StratIntel) mission within the organization’s Member Supervision department. This includes: - Partnering across the organization and externally on strategic and time-sensitive cyber-related events or matters to mitigate the risk of investor harm. - Proactively mon...