investigations and decisions regarding disciplinary actions against individuals and... organizations within the financial industry. The role is designed to provide entry-level associates with substantive hands-on legal experience, enhancing their skills in areas such as investigation, litigation, and legal writi...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Deputy Regional Chief Counsel - Enforcement The candidate... will be responsible for sharing supervision of the region with the Regional Chief Counsel, providing expert guidance on... strategic legal, policy and factual issues related to securities regulation and enforcement, and executing major delegated managerial duties with a high level of independence. Direct and manage the screening, intake, and assignment of cases; oversee the investigative caseload of the Regional Response... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy Regional Chief Counsel Enforcement The candidate will... be responsible for sharing supervision of the region with the Regional Chief Counsel, providing expert guidance on... strategic legal, policy and factual issues related to securities regulation and enforcement, and executing major delegated managerial duties with a high level of independence. Position entails duties in the three following areas: Docket Management: Direct and manage the screening, intake, and assignmen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy Regional Chief Counsel – Enforcement The candidate... will direct and manage the screening, intake, and assignment of cases. Manage own caseload, provide expert counsel at the periodic case... review meetings held with the Regional Chief Counsel, supervise attorneys and the... matters assigned to the attorneys. Provide guidance to attorneys on procedural and substantive issues related to their cases and to their counseling assignments. Edit and approve attorneys' memoranda t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Litigation Counsel (Disciplinary) - Enforcement Duties: Represent... in a first or second chair capacity in complex disciplinary proceedings involving violations of... the federal securities laws, Rules, Municipal Securities Rulemaking Board (MSRB) rules, and other self-regulatory organization (SRO) rules. Represent in a first chair capacity in non-disciplinary hearings and litigation arising out of expedited proceedings, statutory disqualification decisions, membership app... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel to the Head of... Enforcement The candidate facilitates and supports consistent decision-making and foreseeable outcomes across the department. Works closely with the EVP of Enforcement and Enforcement senior management to identify novel policy and interpretive issues across the Enforcement docket, and coordinates across the organization to develop and implement organization's regulatory response. Will be the primary liaison with the Office of General Counsel, including... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Staff Attorney The candidate will be responsible for providing quality and competent advice and/or legal representation to assigned clients in accordance with law's policies and procedures and attorneys' responsibilities under the Texas Disciplinary Rules of Professional Conduct,... Texas Lawyers Creed and the American Bar Associations Standards for Providers of Civil Legal Services to the Poor. Should have a . degree from an accredited law school with Bar passage prior to h... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Enforcement Regional Counsel The candidate will help... plan and conduct complex sales practice investigations of broker-dealers and associated persons, including conducting on-the-record interviews. Prepare detailed memoranda summarizing investigative findings and applicable case law. Draft complaints, decisions and memoranda of law. Litigate disciplinary actions. Counsel district examination... staff on... investigations and legal issues, and contribute to training programs for the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regional Counsel The candidate will perform... a variety of specific duties including initiating and bringing to resolution disciplinary actions; and provide legal... assistance to the examination program. Handle a varied and busy docket, work both independently and in teams, while under the supervision of experienced management. Help plan and conduct complex sales practice investigations of broker-dealers and associated persons, including conducting on-the-record interviews. Prep... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
School Attorney Duties: Will render services, as directed by the General Counsel. Attend Board meetings and... other administrative meetings to provide legal counsel. Advise the Superintendent of... Schools and Board of Trustees on legal matters relating to the operations of the district (. administrative procedures, public employment, contracts, bids, construction, real property, student rights, general public education law, special education law) for the purpose of ensuring a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regional Counsel, Enforcement The candidate will... perform a variety of specific duties including initiating and bringing to resolution disciplinary actions and provide legal... assistance to the examination program. Will plan and conduct intermediate-in-scope sales practice investigations of broker-dealers and associated persons, including conducting on-the-record interviews. Prepare detailed memoranda summarizing investigative findings and applicable case law. Draft complaints,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here