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Associate General Counsel, Broker-Dealer/Investment Advisor Group... The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering...
subcontractors to employ and advance in employment qualified individuals on the basis of age. FINRA is a government agency that regulates the securities industry, and therefore, is... subject to certain governmental oversight and reporting requirements. In accordance with th...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
retirement plan. Actual salary will be based on experience and qualifications. Senior Commercial Counsel - Full Time (Remote/Hybrid)... Department: Legal Organization: **MEMBERS ONLY**SIGN UP NOW***. Responsibilities: - Review, draft, and negotiate a variety of contracts, ensuring compliance with r...
Organization: **MEMBERS ONLY**SIGN UP NOW***. Corporate Spectrum Job Title: Associate... General Counsel - Legal Experience:... Overview: **MEMBERS ONLY**SIGN UP NOW***. Corporate Spectrum is seeking an... and highly qualified Associate General Counsel to join our... legal team. In this role, you will provide legal...