Title: Securities Transaction and Compliance Coordinator Job Responsibilities: The Securities Transaction and Compliance Coordinator will be responsible for administering and supporting the law firm's internal pre-clearance policies and protocols for the purchase or sale of any security. Key responsibilities include:...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Labor & Employment FINRA Arbitration Counsel The candidate... must be admitted and in good standing in the state bar of the resident office. Will have 5+ years of significant experience representing financial-services industry clients in FINRA arbitrations or related matters,... with working knowledge of associated person and registered representative disputes. Top law firm experience is preferred, and excellent academic credentials, analytical skills and verbal and written commun... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Traurig Securities/Blue Sky Paralegal Greenberg Traurig, a global law firm, has an excellent full-time employment opportunity for an experienced Blue Sky Paralegal in the Corporate group open to various office locations. We offer competitive compensation and an excellent benefits package. The Securities/Blue Sky Paralegal position will provide organizational and practice specific assistance to attorneys in the Corporate Securities Department involved in variou... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Paralegal The candidate will prepare and file Form IDs with the SEC to obtain EDGAR codes. Prepare and file Form Ds with the SEC and the states. File Form As and Ds with the states, either electronically through EFD or by paper. Coordinate preparation of Form 13F. Perform blue sky research re: state exemptions. Prepare and file state registration and/or exemption documents. Prepare and file Form Ds with the SEC and the states. Prepare first drafts of res... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Corporate The candidate will follow the ethical requirements set forth by the Rules of Professional Conduct of the applicable jurisdiction. Clearly communicate in a concise (oral and written), professional manner. Proactively provide support to attorneys as assigned. Draft routine legal documents and correspondence specific to the Business and Finance practice groups. Conduct factual legal research and analysis relevant to practice area using all available resour... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Services Paralegal The candidate will be responsible for assisting in matters resulting from financial services issues, including FINRA, SEC and other state... regulatory matters. Assist in trial preparation, witness preparation, and research. Prepare and organize all trial exhibits, files and all other supporting documents, coordinate trial set-up and logistics. Pull relevant documents, proofread papers, organize exhibits and create documents in preparation for tri... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Firm is Seeking Securities Mid-Level Associates to Counsel-Level Law Firm is looking for experienced securities attorneys to join its expanding team. This is an opportunity to become part of a sophisticated and entrepreneurial practice in a collegial and supportive environment. Ideal candidates should have 4-6 years of experience in the following areas: • Public Company Rules and Regulations (Securities Act of 1933, the Securities Exchange Act of 1934) • Registra... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Litigation Associate The candidate must have 2-4 years of litigation experience. Must have strong writing skills. Must have comfortable in state and federal court. Securities law experience a plus. Experience with handling matters brought by DOJ/ FINRA/ SEC/ CFTC a plus.... Must have Illinois Bar License.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Firm Securities Mid-Level Associates to Counsel-Level Law Firm is looking for experienced securities attorneys ranging from mid-level associates to counsel-level to join our expanding group. This is an opportunity to join a sophisticated and entrepreneurial practice in a collegial and supportive environment. Ideal candidates will have in-depth experience (4-6 years) in the following areas: • Public company rules and regulations (Securities Act of 1933, the Securitie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associates to Counsel-Level (Securities) The candidate Should have 5+ years securities experience in the following areas: Public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of 1934); Registration and listing of securities, debt obligations and knowledge of NASDAQ & NYSE Rules; Reporting on Forms 10-K, 10-Q and 8-K; Proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4 and 5); Compliance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate and Counsel (Securities) The candidate will help serve the firm's dynamic clients. Should have in-depth securities experience of 5+ years in the following areas: public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of 1934), registration and listing of securities, debt obligations and knowledge of NASDAQ and NYSE Rules, reporting on Forms 10-K, 10-Q, and 8-K, proxy statements for annual and special shareholder meetings, s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here