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have experience handling SEC Enforcement and other government investigations,... white collar and regulatory enforcement as well as related... (e.g., the SEC, CFTC) or criminal (e.g., DOJ, a USAO, District Attorney, Office of the Attorney General) enforcement organization would be helpful.......
Regulatory and Enforcement - Associate
The candidate... of experience, with exceptional credentials, and an interest in focusing on securities enforcement and regulatory matters; prior... litigation, securities enforcement, or securities regulatory experience... preferred. Candidates must be admitted to practice in Massachusetts....
Investment Management - Enforcement Associate or Senior Associate...
The candidate should have 3-5 years of experience providing regulatory counselling to investment advisers, registered investment companies and wealth management businesses (including retail broker-dealers). Knowledge of the Investment Advisers Act of...