Title: AML Project Delivery Senior Analyst Job Responsibilities: As an AML Project Delivery Senior Analyst, you will collaborate with the AML and sanctions team to support client service delivery. Your primary responsibilities will include: - Performing case investigations and assessing potential AML and...
Title: AML Consultant Job Responsibilities: In the role of an AML Consultant, you will have the opportunity to work closely with the AML and sanctions team to support client service delivery. Your responsibilities will include managing a small team of investigators and...
Title: AML Project Delivery Specialist Job Responsibilities: As an AML Project Delivery Specialist, you will play a pivotal role in supporting client service delivery within the AML and sanctions team. Your responsibilities will include: - Managing a small team of investigators - Performing case...
Title: Associate General Counsel Wealth Job Responsibilities: - Provide commercial and... legal guidance to senior management and the business, supporting... entirety of the company's Wealth Management business. - Advise senior... management... and other stakeholders on... within the company's full-service wealth management business, which includes......
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Director of Compliance - Wealth Management The candidate will... be responsible for marketing, operations, and customer service to ensure compliance with all State (State Securities and State Insurance Divisions) and Federal (SEC and MSRB) and SRO (FINRA), and Bank (OCC, FDIC, CFPB) regulations as well as the bank's corporate policies and audit programs. Will direct and lead the administration of an in-depth compliance plan to proactively and reasonably protect the firm and its... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regional President I The candidate oversees all aspects of Private Wealth Management product, service, and... sales delivery in an expansion or start up region. Full P&L responsibility for portfolio management and sales in region.... Management of staff (typically 10-30... employees including indirect reports). Development of regional strategy and execution. Reporting to a National Director, the President of the Region will participate in the determination of the business' overall st... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy Chief Compliance Officer, Wealth Management Duties: Partners and... collaborates for success with Business management, Business Unit Risk Management,... Legal and RBS-CFG Compliance... colleagues to ensure timely identification, mitigation, resolution and reporting/escalation of existing, emerging and upstream regulatory risks and issues. Drives a culture of accountability and compliance, and works with Business Units to ensure compliance with applicable laws, rules, regulatio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy Chief Compliance Officer, Wealth Management The candidate will... be reporting to the Chief Compliance Officer, is responsible for ensuring that the Compliance Programs (Programs) appropriately addresses the regulatory risks relative to the Division/Unit’s business activities. Will be actively engaged with multiple businesses to provide compliance advice, monitoring and oversight of effective Programs. Collaborate with the respective Business Unit Risk Managers, and Se... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Deputy Chief Compliance Officer, CCO Investments Duties: Will collaborate with the respective Business Unit Risk Managers, and Senior Business Management to foster an open... and honest risk management and compliance culture across... the Business Divisions/Units. Ensure timely reporting and escalation of regulatory risk issues to the Wealth Management Chief Compliance Officer,... the... company Chief Compliance Officer, and Wealth Management CEO/President. Proactively engage... business... m... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel The candidate will be providing advisory services and serving as trusted advisor to various levels of Mercer’s management on all aspects of... Mercer’s health, wealth (other than investment consulting/investment... management) and career businesses in... the US. Will be pandling the negotiation and review of a broad range of contracts for Mercer with a primary focus on technology contracts, such as SAAS agreements, software licensing agreements, subscrip... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel The candidate will be providing advisory services and serving as trusted advisor to various levels of Mercer’s management on all aspects of... Mercer’s health, wealth (other than investment consulting/investment... management) and career businesses in... the US; Handling the negotiation and review of a broad range of contracts for Mercer with a primary focus on technology contracts, such as SAAS agreements, software licensing agreements, subscription agr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Wealth Management TC Senior Fiduciary... Relationship Specialist The candidate will be responsible for managing, retaining and growing an assigned book of the most complex accounts in the affluent segment utilizing the products, processes and tools available. Proactively engages the client in wealth planning conversations in collaboration... with business partners. Provides analysis of client s total financial situation and offers creative thinking to arrive at workable solutions... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Wealth Management TC Fiduciary Relations... Specialist II The candidate will be responsible for managing, retaining and growing an assigned book of accounts in the affluent segment utilizing the products, processes and tools available. Engages the client in wealth planning conversations in collaboration... with business partners. Provides analysis of client s total financial situation and offers creative thinking to arrive at workable solutions using the 12 Wealth Management Issue... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of Worksite Trust Duties: Will be reporting to the President of a nationally chartered bank, the Head of Worksite Trust would be responsible for overseeing the retirement trust business which includes: custodial and trustee services for corporate, government and tax exempt retirement plans of every kind, including qualified and non-qualified plans, Individual Retirement Accounts, as well as trust or custodial services for Voluntary Employee Beneficiary Associations, Int... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here