Title: Sr. Director, Fund Compliance Job Responsibilities: Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company's real estate investment funds to ensure adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and...
Title: Sr. Director, Legal Compliance-Fund Job Responsibilities: 1. Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company's real estate investment funds. - Ensure adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Analyst The candidate will be responsible for monitoring and identifying suspicious activity as it relates to the firm’s Corporate and Investment Bank Line of Business. Will have independent responsibility and must demonstrate compliance knowledge in working with international AML related issues, including knowledge of foreign correspondent banking clients and products in addition to large multi-national corporations. A Bachelor degree required; graduate degree a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Legal AML Duties: Handling complex legal matters, including issues related to the Bank Secrecy Act (BSA), as amended by... the USA PATRIOT Act, and regulations... issued by... the Treasury’s Office of Foreign Assets Control (OFAC), the New York State Department of Financial Services and other applicable regulators, and advising the Firm on compliance with anti-money laundering (AML) (including know-your-customer requirements) and Sanctions laws, regulations and guidance. C... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Global Anti-Money Laundering and Privacy Compliance Officer The candidate will lead a centralized team of dedicated compliance professionals in the oversight of and adherence to the Anti-Money-Laundering/Bank Secrecy Act (AML/BSA), The USA PATRIOT Act, Office of... Foreign Asset Control (OFAC) sanctions compliance, Foreign Corrupt Practices Act (FCPA), Privacy laws, including... General Data Protection Regulations (GDPR), as well as compliance with current and emer... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel-10019073 Description Attorney - Assistant AML General Counsel The Assistant AML General Counsel will provide legal advice for Citi's Institutional Client Group ("ICG") and Consumer Business, which include Citi's global banking, global markets, global transaction services, Citi Capital Advisors and Citi Investment Research and Analysis businesses, and will report to the General Counsel for Anti-Money Laundering in the Corporate Legal Department... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Due Diligence Manager, US Capital Markets & Wealth Management AMLCompliance Posting Start Date: February 9 2011 Job Category: Audit/Compliance/Legal Job Type: Full-Time Employment Type: Regular - . Pay Type: Salaried Exempt/ Non-Exempt: Exempt Work Schedule: Work Hours/ Week: 40 People Manager: Yes Posting End Date: Legal Entity: read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Investigations Manager, US Capital Markets AML Compliance Posting Start Date: February 9 2011 Job Category: Audit/Compliance/Legal Job Type: Full-Time Employment Type: Regular - . Pay Type: Salaried Exempt/ Non-Exempt: Exempt Work Schedule: Work Hours/ Week: 40 People Manager: Yes Posting End Date: Legal Entity: read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Risk Assessment Manager Location: NY - New York # of openings: 1 Description Department Function: The Office of Corporate and Regulatory Compliance is responsible for compliance with legal and regulatory matters affecting DTCC and its subsidiaries, including: * Evaluating and responding to new and changing federal, state, local and administrative regulations * Interacting with regulators and other in response to relevant inquiries and requests * Design... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel III - BSA / AML The candidate will work closely with the Chief BSA/AML Compliance and will have constant interface with regulators. Will also manage and build LOB relationships. Provide counsel on application of BSA/AML laws to existing and new financial products/services. Assist in AML reviews related to M&A activity. Monitor new and revised BSA/AML laws/regulations, including changes to OFAC sanctions programs, provide comments as appropriate, and counsel on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Business Compliance Officer The candidate will develop and maintain a culture of compliance within the SBU through communication and educational efforts to ensure ongoing conformance to company Mutual’s Code of Business Ethics and Conduct and related policies and procedures. Will manage a staff assigned to compliance functions critical to business strategies and operational support functions. Maintain active involvement in industry compliance activities to remain cu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager The candidate will work with Global IB on GFCC Deal Search Due Diligence Initiative regarding upcoming IB investment banking deals. Review, analyze and escalate, when appropriate, negative media alerts and reputational issues such as ofac ,anti-bribery and corruption. Work with Global IB on GFCC Deal Search Due Diligence Initiative regarding upcoming IB investment banking deals. . and/or Securities Licenses a plus. Should have client due diligence e... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here