Title: Trade Finance Counsel Job Responsibilities: - Provide legal support to the Corporate & Investment Banking Group (CIB), including the New York branch and an SEC-registered broker dealer. - Counsel on legal and regulatory issues, conduct legal research, and review documentation for financial...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Director - Funds The candidate will be responsible for implementation of the mutual fund compliance program to ensure its regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCOâ€) of company Mutual Funds and the company Advantage Funds (the “Fundsâ€). Reports to the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement, administration and ongoing maintenance of t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager IV - Compliance Monitoring and Testing Manager - RCRM - Brokerage Business The candidate will lead a team, focused on company’s Brokerage businesses and operations, of subject matter experts with a comprehensive understanding of effective internal controls and other risk mitigation strategies who will conduct testing and monitoring. Will be responsible for planning objectives and scope for multiple reviews as well as identifying issues, determining corre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Structuring The candidate will be responsible for collaborating with the sales and trading team, structuring transactions, communicating market analysis and strategies to clients, as well as assisting and guiding any future direct reports in doing the same. Primary responsibilities include: Structuring and risk management; Pricing transactions with limited price transparency and effectively managing the resulting positions; Partner strongly with all support areas,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consultant IV The candidate will maintain/update charter of the Regulatory Compliance Risk Management Committee (RCRMC) committee. Will administer the RCRMC, including creating monthly agendas, communications to committee members, follow-up on action items, production and distribution of RCRMC Open Regulatory Issues and Corrective Actions Report. Run and prepare minutes for the RCRMC meetings. Review and edit presentations produced by RCRM functions to ensure the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of Business Consulting Duties: Lead the effort to identify key areas for business focus and a business roll-out plan. Work alongside sales to market and establish the bank as a niche financing solutions expert for a targeted group of strategic clients, while facilitating the gradual, broader expansion of the bank's PB footprint via the Consulting Group as an integral part of that effort. Will lead the Consulting Team and partner with the PB team to identify and execute... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
PB Negotiator The candidate will drive the prime brokerage pipeline from a Credit and Legal perspective. Will negotiate prime brokerage agreements and related documentation. Structure and negotiate term commitments. Coordinate issues with Sales, Credit, Legal, Risk, Funding and other interested parties. Work closely with management to ensure coordination and timeliness of transition. Participate in client meetings/calls during pitch process. Establish clear fallback p... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Banker 1 The candidate will join a group that is involved in all of the non-market (legal, tax, accounting, etc.) aspects of structuring of, and the execution of, structured investments, including structured notes, certificates of deposit and repackaging transactions. Duties include: Assist derivative structurers in the non-market (legal, tax, accounting, etc.) aspects of the development of new products/payouts in expanding the platform. Responsible for vetting of non-ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
PB Negotiator Duties: Drive the prime brokerage pipeline from a Credit and Legal perspective; Negotiate prime brokerage agreements and related documentation; Structure and negotiate term commitments; Coordinate issues with Sales, Credit, Legal, Risk, Funding and other interested parties; Work with other New Business Management members to ensure coordination and timeliness of transition; Participate in client meetings/calls during pitch process; Establish clear fallb... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Affairs Duties: Provides legal counsel on a variety of legal activities in accordance with the established standards of the legal profession to protect the organizations' reputations and business interests and help ensure compliance with all applicable laws and regulations. Reviewing, drafting and negotiating commercial contracts; drafting and negotiating contractual arrangements such as medical director, physician employment agreements and other service agre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Investment Banking The candidate will support Syndications for Investment Grade and Leveraged Finance (large corporate lending and credit) in the US and Canada; Agency Management and Credit Services; Wholesale Credit, Credit Risk and Corporate Banking. Review and advise on documentation and structuring in connection with syndicated finance transactions (including acquisition finance and restructuring), both as lead arranger/agent and lender. Advise and liaise with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here