Title Swap Dealer Regulatory Governance Officer Job Responsibilities The Swap Dealer Regulatory Governance Officer plays a crucial role in ensuring compliance with regulatory requirements for swap dealers and security-based swap dealers (SBSD). The primary responsibilities include: - Assisting in the...
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Job Title: Senior Lead Compliance Officer in Corporate Risk for **Members Only** Team as a Senior Lead Compliance Officer H2: About the Role Bold Headlines: - Senior Lead Compliance Officer position with read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Job Title: Swaps Regulatory Governance Specialist Salary:... Competitive, based on experience Experience: Several years in the financial services industry Department: Compliance H1: Join Our Team as a Swaps Regulatory Governance Specialist H2:... Become Part of Our Compliance Department at **Members Only** is seeking a Swaps Regulatory Governance Specialist to... join our global team. This role involves supporting regulatory requirements and control frameworks, as well as working with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
reimbursement Employee discounts Employee Assistance Program Commuter Benefits program . Bank Employee Wellness Program Salary Information: The salary range for this role is $150,000 - $200,000, depending on experience and qualifications. ## Assistant General Counsel- Corporate and Securitization Attorney . Bank is seeking an experienced attorney to join the Public Company and Securities Legal Team. We are looking for an individual... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
reimbursement Employee and dependent discounts Employee assistance program Commuter benefits Wellness programs Professional development opportunities Team member recognition and awards Salary: Competitive salary based on experience and qualifications. Assistant General Counsel - Derivatives & FX Attorney . Bank is seeking an experienced attorney to join the Capital Markets Legal Team to support the . Bank provisionally-registe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
VP, Associate General Counsel (Derivatives) ## Job Description Nuveen and TIAA are looking for an Associate General Counsel (Derivatives) to provide advice and counsel to their investment management business leaders and their managed funds and accounts. This position is a key partner in the growth of Nuveen’s investment management business, which represents over $1 trillion in AUM (as of December 31, 2022) across a wide variety of asset classes, products and structures.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - Swap Dealer Duties: Advise business units and other support partners regarding relevant swap dealer laws and regulations and related risks. Advice on cross-border licensing and netting issues. Draft swap dealer templates and advises the documentation team on ISDA agreements. Stay abreast of the relevant market, legal and regulatory developments. Become familiar with relevant . Bank policies and procedures, ranging from AML/KYC matters to bank r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets Counsel 4 (Equity Derivatives) Duties: Advising and assisting the business on the development and structuring of delta one total return swaps, flow equity derivatives transactions,... corporate equity derivatives, and new and complex equity derivative products and new business initiatives for equity derivative transactions. Providing additional support to the equity securities sales and trading businesses.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets Counsel 4 - Equity Derivatives Duties: Advising equity derivatives business. Advising and assisting the business on the development and structuring of delta one total return swaps, flow equity derivatives transactions,... corporate equity derivatives, and new and complex equity derivative products and new business initiatives for equity derivative transactions. Providing additional support to the equity securities sales and trading businesses.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
– Fixed Income - Rates The candidate will draft, review, negotiate, and advise on ISDA Master Agreements, Credit Support documentation, risk participation arrangements, and ancillary documentation required by the Rates business. Support the . and LatAm interest rates desks on licensing, documentation, and interest rates derivatives structuring issues. Provide regulatory advice relating to the CFTC and NFA rules with respect to Swap Dealer regulatory requirements.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Sr Associate The candidate will have responsibilities and accountability for identifying, analyzing, and performing trade surveillance for CIB compliance in the Swap Dealer space. Will be responsible for executing trade surveillance and assuring that all controls that comprise the compliance program are properly maintained and reported in a timely manner. Key factors for success include conducting independent regulatory research, preparing written analysis of regu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here