Title: Director, Securities Regulation & Corporate Governance Job Responsibilities: The Director, Securities Regulation & Corporate Governance will manage a wide array of . securities and corporate law matters. Key responsibilities include: - Legal work on proxy statements for annual and special shareholder meetings,...
Title: Counsel, Corporate Governance and Reporting Job Responsibilities: - Serve as an integral partner in preparing for meetings of the Board of Directors and its committees, including preparation of meeting materials, resolutions, minutes, and conducting critical research. - Assist with...
Title: Vice President, Corporate Legal Job Responsibilities: The Vice President, Corporate Legal at the company is responsible for leading a team that advises on a wide range of general corporate and securities law issues. This role supports the company's corporate governance, strategic...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Managing Counsel The candidate manages other attorneys or legal personnel or an area of practice within the department. Will provide expert advice in identifying and managing critical legal and regulatory issues and draft, analyze and negotiate agreements supporting the establishment of client and omnibus clearing accounts - exchange and clearinghouse memberships, and... vendor agreements. Advise management on, among other things: applicable requirements under the Commodity Exc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will draft, analyze and negotiate agreements supporting the establishment of client and omnibus clearing accounts; exchange and clearinghouse memberships, and... vendor agreements. Will advise management on, among other things: the development of compliant policies, procedures and practices; responses to regulatory inquiries and exam/informational requests; corporate matters generally.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Paralegal The candidate will provide legal support to a group of mutual funds and corporate clients by: preparing, reviewing, and filing all required periodic forms with the Securities and Exchange Commission (including filings on... Forms N-1A, N-CSR, N-Q and N-SAR); handling all aspects of board meeting coordination and post-board meeting tasks, such as organizing board meeting materials, requesting directors’ meeting attendance fees; handling director corresponden... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel- Municipal Securities The candidate will provide transactional and regulatory advice and documentary assistance to bankers, traders and salespeople in the bank’s Municipal Securities Division (MSD). Provide advice on matters arising from municipal securities offerings, secondary market trading of municipal securities, reinvest products, derivatives, tender option bond programs and loans. Will be expected to be familiar with, or learn, applicable p... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer - Product The candidate will support Sales and Trading and general operations in Exchange Traded Derivatives (ETD), Futures,... Cleared OTC, SEFs, FCM Financial Requirements, LSOC, and DCO Operations. Will provide guidance on rules and regulations relating to trading, sales practices, and operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies. Draft compliance policies and procedures. Assist w... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Officer - Equities The candidate will serve as an Equity Compliance Officer within company's Institutional Client Group (ICG), supporting Sales and Trading and general operations in Exchange Traded Derivatives (ETD), Futures,... Cleared OTC, SEFs, FCM Financial Requirements, LSOC, and DCO Operations. Primary responsibilities include providing day-to-day Compliance advice relating to trading, sales practices, operations, financial requirements, position limits,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate / Securities Paralegal The candidate will assist with securities law matters and general corporate activities. Will assist with documentation and closing for frequent stock offerings. Assist with the... securities and other reporting obligations of a New York Stock Exchange listed company. Assist... with preparation for Board meetings and minutes. Maintain subsidiaries including preparing annual meeting minutes, resolutions and officer records. Interface with all levels... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Managing Counsel The candidate manages other attorneys or legal personnel or an area of practice within the department. Will provide expert advice in identifying and managing critical legal and regulatory issues and draft, analyze and negotiate agreements supporting the establishment of client and omnibus clearing accounts - exchange and clearinghouse memberships, and... vendor agreements. Advise management on, among other things: applicable requirements under the Commodity Exc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel The candidate will draft, analyze and negotiate agreements supporting the establishment of client and omnibus clearing accounts; exchange and clearinghouse memberships, and... vendor agreements. Will advise management on, among other things: the development of compliant policies, procedures and practices; responses to regulatory inquiries and exam/informational requests; corporate matters generally. Should have 5+ years' experience with an FCM and/or regulator or... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel- Municipal Securities The candidate will provide transactional and regulatory advice and documentary assistance to bankers, traders and salespeople in the company’s Municipal Securities Division (MSD). Provide advice on matters arising from municipal securities offerings, secondary market trading of municipal securities, reinvest products, derivatives, tender option bond programs and loans. Will be expected to be familiar with, or learn, applicabl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here